Compliance and Risk Department Manager

4 weeks ago

Reading, Reading, United Kingdom Signet Resources Full time

Job Opportunity:

We are seeking a highly skilled Compliance and Risk Department Manager to join our team at Signet Resources. As a key member of our Compliance and Risk Department, you will be responsible for managing and delivering the operational Compliance and Risk function to ensure all regulatory requirements and guidance are met.

Key Responsibilities:

  • Manage and deliver the operational Compliance and Risk function to ensure all regulatory requirements and guidance are met.
  • Maintain knowledge of ongoing regulatory change and provide timely briefing notes to senior management and business areas as required.
  • Provide day-to-day advice and guidance to the business on technical compliance matters.
  • Be responsible for the continual embedding of compliance policies, procedures, and frameworks that require close collaboration with or execution by the business.
  • Oversight of the annual Compliance Monitoring Plan for the business, including regulatory reporting, sampling, and returns.
  • Deputise for the Head of Risk and Compliance and act as a designated contact point for the Financial Conduct Authority.
  • Oversight for ensuring all annual and ad hoc regulatory reporting obligations are satisfied and completed by their due date.
  • Design, implement, and embed an operational risk and control framework across the business.
  • Design and deliver training to embed activity across the business that will strengthen control understanding and implementation.
  • Conduct compliance risk assessment processes to detect process gaps and inconsistencies.

Requirements:

  • Ability to assess whether the application of regulatory rules and standards is appropriate.
  • Strong Regulatory Knowledge, ideally including CONC, PRIN, SYSC, DISP, SUP.
  • SMF 16/17.
  • Industry experience within financial services, banking, loans, or insurance.
  • Ability to provide accurate and concise advice to the business.
  • Strong analytical skills.
  • A strong communicator, able to build key relationships both internally and externally.
  • Ability to interpret regulatory rules.
  • Ability to develop an effective operational risk program.
  • Be able to demonstrate a highly organised and accurate approach to work.
  • Good knowledge and use of Microsoft Office programs and IT environments.

What We Offer:

  • £550 - £650 a day.
  • Hybrid Working – 3 days Office, 2 Days from home, 1pm finish on a Friday.

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