Risk and Compliance Specialist

6 days ago


StokeonTrent, Stoke-on-Trent, United Kingdom Anderson Wright Consulting Ltd Full time
Key Responsibilities

As a Risk and Compliance Specialist, you will be responsible for supporting the Head of Compliance in ensuring the timely delivery of monthly and quarterly compliance reports to the business. This includes regular risk reporting and second-line compliance monitoring over key controls and risks to the business.

You will act as lead in compliance monitoring, including customer journey reviews, second-line monitoring, and key risk/control reviews. Additionally, you will take ownership for the timely delivery of responses to client audits and information requests, and any associated follow-up activities.

This role requires strong analytical and problem-solving skills, as well as the ability to work on your own initiative to drive activities and meet deadlines. You will also need to have excellent interpersonal skills, with the ability to adapt your style and approach in different environments.

We are looking for a logical thinker who can challenge existing business processes and practices, and has excellent attention to detail and works to high standards.



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