Compliance Assurance Specialist

4 days ago


Leeds, Leeds, United Kingdom undisclosed Full time

Job Title: Compliance Assurance Specialist

Job Summary: We are seeking a skilled Compliance Assurance Specialist to join our team at undisclosed. The successful candidate will be responsible for helping the business identify and understand risks, as well as finding solutions to mitigate them. They will use their knowledge and expertise to assess the effectiveness of the overall control environment and provide robust compliance advice. The role requires strong analytical and communication skills, as well as the ability to work collaboratively with stakeholders.

Key Responsibilities:

  1. Help the business identify and understand risks and find solutions to mitigate them.
  2. Use knowledge and expertise to assess the effectiveness of the overall control environment.
  3. Provide robust compliance advice to stakeholders.
  4. Collaborate with stakeholders to design, develop, and implement policies.
  5. Use data to produce reports and ensure effective compliance oversight.

Requirements:

  • Compliance experience working for a regulated firm or equivalent public sector organization.
  • Experience of conducting assurance reviews and drafting reports.
  • Strong analytical and communication skills.

About Us: We regulate the conduct of nearly 45,000 firms in the UK to ensure our financial markets are honest, fair, and competitive. Our ambition is to cultivate a culture of inclusion for all employees that respects their individual strengths, views, and experiences.



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