Compliance Operations Manager
2 weeks ago
We are seeking a motivated Compliance Operations Manager to join our team at Uniting People.
Job DescriptionAs a Compliance Operations Manager, you will play a critical role in ensuring the effective delivery of compliance services to the business.
You will be responsible for leading compliance monitoring, including customer journey reviews, second-line monitoring, and key risk/control reviews.
Additionally, you will take ownership of responding to client audits and information requests, logging and documenting events, and collaborating with the Head of Compliance on advisory activities.
The ideal candidate will have a strong understanding of regulation and guidance, including FCA, Data Protection, OFCOM, CCA, and CSA Code of Practice, as well as 2+ years of experience in a compliance role within an FCA-regulated firm.
A recognized compliance qualification is desirable, but not essential. Excellent analytical and problem-solving skills, self-motivation, and strong interpersonal skills are required.
The salary for this position is £55,000-£70,000 per annum, depending on experience.
Responsibilities- Lead compliance monitoring activities
- Respond to client audits and information requests
- Collaborate with the Head of Compliance on advisory activities
- Strong understanding of regulation and guidance
- 2+ years of experience in a compliance role
- Recognized compliance qualification (desirable)
- Subsidised gym membership
- Rewards platform
- Flexible shifts
- Employee assistant programme
- Paid time off for volunteering
- Enhanced family leave
- Free onsite parking
- Pension scheme and career development opportunities
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