Financial Services Lawyer

3 weeks ago


London, Greater London, United Kingdom J.P. Morgan Full time

Chase UK, a digital bank focused on customer-centric innovation, is expanding its legal team. We seek a skilled Litigation Lawyer to drive growth and excellence in retail investments.

Job Overview

We are seeking an experienced Financial Services Lawyer - Vice President to join our Chase Legal team. As a key member of the team, you will play a crucial role in managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters.

Key Responsibilities
  • Advise clients with respect to retail products, specifically investment products, ensuring compliance with relevant regulations.
  • Assist in the drafting of client documentation, including general terms and conditions, marketing materials, and investment management terms and conditions.
  • Contribute to the oversight of document contents and execution, including communications regarding complaints, disputes, litigation, and other matters.
  • Interpret existing laws, rules, and regulations, providing guidance on changes and advising on contemplated and proposed laws, rules, and regulations.
  • Advise on product offerings and services, including contract negotiation and documentation.
  • Manage actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters.
Requirements
  • Solicitor of England & Wales with experience in UK retail products, especially UK investment products, UK deposit products, and UK custody products.
  • Knowledge of UK Retail regulations, including the FCA Consumer Duty, MiFID 2, Individual Savings Account regulations, PRIIPs, MAR, UK financial promotion regime, and UK pensions regulations.
  • Experience in providing legal advice on UK retail client matters, including complaints, FOS complaints, disputes, POAs, bereavement cases, and more.
  • Familiarity with Financial Conduct Authority (FCA) Handbook Rules, including the Client Assets (CASS) and client money sourcebook.
  • Experience with UK retail projects, including regulatory change management programs and integrations projects.
  • Excellent organizational skills and ability to collaborate effectively with business and operations groups.
Preferred Qualifications
  • Familiarity with all other retail laws and regulations, including PSRs, DPA/GDPR, credit, and more.

In this role, you will have the opportunity to work on high-profile projects, collaborate with a talented team, and contribute to the growth and success of Chase UK's legal department. We offer a competitive salary of approximately £80,000 - £100,000 per annum, depending on experience, plus benefits.



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