Senior Compliance Advisory Director
1 month ago
Lutine Bell are currently supporting a leading investment manager who require a Senior Compliance Advisory Manager to work closely with the Head of Compliance Advisory in being the key point of contact for Compliance matters.
Key Responsibilities:
- Contribute to Advisory projects, providing assistance to team members and proactively sharing information and learnings to benefit the wider team.
- Facilitate compliance with regulatory requirements across the business.
- Act as a point of contact for any regulatory or governance queries, providing guidance and steer to the business.
- Attend business and governance meetings, providing Compliance updates on regulatory developments, risks, and relevant topics and actions.
Requirements:
- Experience in Compliance within the investments industry, either with an investment advisory or consulting firm, or an investment or wealth manager.
- Good knowledge of investment products, especially collective vehicles.
- Proven track record in building strong and constructive relationships with business leaders.
- Broad and deep knowledge of the FCA Handbook – Principles, Rules, and Guidelines.
Salary: Up to £90,000 (plus bonus and benefits).
Location: London (hybrid working).
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