Senior Compliance Advisory Director

1 month ago


London, Greater London, United Kingdom Lutine Bell Full time

Lutine Bell are currently supporting a leading investment manager who require a Senior Compliance Advisory Manager to work closely with the Head of Compliance Advisory in being the key point of contact for Compliance matters.

Key Responsibilities:

  • Contribute to Advisory projects, providing assistance to team members and proactively sharing information and learnings to benefit the wider team.
  • Facilitate compliance with regulatory requirements across the business.
  • Act as a point of contact for any regulatory or governance queries, providing guidance and steer to the business.
  • Attend business and governance meetings, providing Compliance updates on regulatory developments, risks, and relevant topics and actions.

Requirements:

  • Experience in Compliance within the investments industry, either with an investment advisory or consulting firm, or an investment or wealth manager.
  • Good knowledge of investment products, especially collective vehicles.
  • Proven track record in building strong and constructive relationships with business leaders.
  • Broad and deep knowledge of the FCA Handbook – Principles, Rules, and Guidelines.

Salary: Up to £90,000 (plus bonus and benefits).

Location: London (hybrid working).


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