Compliance Director
2 months ago
We are seeking an experienced Compliance and AML professional to join our team at Willow Resourcing. As a key member of our organization, you will be responsible for ensuring our business operates within the bounds of relevant laws and regulations.
Key Responsibilities:
- Develop and implement a comprehensive Compliance Monitoring Plan to ensure ongoing compliance with regulatory requirements.
- Oversee the management of Operational Risk Control Self Assessments (RCSAs) and Internal Capital and Risk Assessment (ICARA) to identify and mitigate potential risks.
- Provide ongoing Compliance advice to the Board and assist with the firm's Risk Appetite Statement, Operational Risk, and Liquidity Risk Management programs.
- Review and assess the adequacy of EDD, CDD, KYC, and KYB processes, as well as the overall AML/CTF framework, to ensure effective Financial Crime risk management.
Requirements:
- Proven experience as a senior Compliance specialist within the Investment Management arena.
- Strong knowledge of regulatory requirements and industry best practices.
- Excellent communication and interpersonal skills.
What We Offer:
- A dynamic and supportive work environment.
- Opportunities for professional growth and development.
- A competitive salary and benefits package.
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