Operations Risk Control Specialist

4 days ago


Wrexham, Wrexham, United Kingdom ESR Healthcare Full time
Job Title: Operations Risk Control Engineer

We are seeking a highly skilled Operations Risk Control Engineer to join our team. As a key member of our Operations, Risk and Control team, you will play a critical role in delivering world-class safety and soundness for the global financial services industry.

Responsibilities:
  1. Resolve client inquiries using internal and external resources, ensuring timely and effective resolution.
  2. Perform day-to-day processing activities for the operating area, adhering to strict procedures and critical time frames.
  3. Contribute to the development and modification of procedures and controls to reduce risk.
  4. Interact with participants, paying agents, transfer agents, and other DTCC operational areas to ensure seamless operations.
  5. Conduct, review, analyze, resolve, and escalate the results of manual or automated Office of Foreign Asset Control screening, Section 311, and other compliance/regulatory related screening.
  6. Support the department in adherence to Anti-Money Laundering/ Bank Securities Act policies and procedures as set-forth by various regulatory bodies.
  7. Interface with clients, transfer agents, vendors, regulatory bodies, and internal departments to ensure effective communication and collaboration.
  8. Assist management in routine automation/product development functions and system testing as needed.
  9. Contribute to management testing process and activities related to audits and risk management, and business continuity as needed.
  10. Provide support, monitoring, and researching of cash balances and security/position balances to ensure accuracy and compliance.
  11. Align risk and control processes into day-to-day responsibilities to monitor and mitigate risk; escalating appropriately.
Qualifications:
  • Previous Customer Service experience highly desirable.
  • Knowledge of the Financial Markets preferred but not necessary.
  • Ability to work well in a team and multitask with critical thinking strategies.
  • Proficiency in MS Office products.

DTCC is a leading provider of financial market infrastructure and post-trade solutions. We are committed to delivering innovative technologies that improve efficiency, lower cost, and bring stability and certainty to the post-trade lifecycle. Our employees are driven to make a difference at a company that is recognized as a thought leader in both the financial services and technology industries.



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