Risk and Compliance Professional

2 days ago


Eastern England, United Kingdom Rise2Recruit Full time

Rise2Recruit is seeking a highly skilled Regulatory Compliance Expert to join our team in London. As a key member of our dynamic Risk and Compliance team, you will play a critical role in managing distributor oversight, third-party activities, and ensuring robust compliance across the organization.

About the Role
  • We are looking for a detail-oriented professional with minimum 3 years of experience in financial crime and compliance.
  • The ideal candidate will have preferred experience with distributor oversight and possess strong analytical and problem-solving skills.
  • You will be responsible for maintaining and enhancing distributor onboarding standards, supporting first-line teams, and providing provisional sign-off for potential new distributors.

Responsibilities:

  • Maintain and enhance distributor onboarding standards to ensure seamless integration with our processes.
  • Support first-line teams in collecting and analyzing distributor documentation to identify potential risks.
  • Provide provisional sign-off for potential new distributors to ensure compliance with regulatory requirements.
  • Conduct comprehensive monitoring and oversight of distributor portfolio to mitigate potential risks.

Requirements:

  • Minimum 3 years of experience in financial crime and compliance.
  • Preferred experience with distributor oversight.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal abilities.
  • Ability to work independently while maintaining strong team collaboration.
  • Assertive and proactive approach to compliance management.
  • Highly organized with meticulous attention to detail.
  • Comprehensive understanding of current and emerging regulatory requirements.

This role offers a competitive salary range of £50,000-£55,000 depending on experience, and the opportunity to work in a dynamic environment with a reputable company like Rise2Recruit.


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