Head of Regulatory Risk and Compliance
3 weeks ago
Job Summary
We are seeking a highly experienced and skilled Head of Regulatory Risk and Compliance to join our team at Dentons. As a key member of our Office of the General Counsel, you will play a vital role in providing commercial and pragmatic advice to support the achievement of our firm's goals.
Key Responsibilities
- Manage claims, day-to-day compliance issues, and sensitive investigations independently and in conjunction with the Deputy General Counsels.
- Lead the enterprise risk management process across the region, developing and implementing risk control systems, and designing and rolling out a risk and compliance culture program.
- Understand, evaluate, and drive compliance, risk, and operational culture improvements across the region, including regular travel between offices.
- Prepare management and board compliance and risk reports quarterly in collaboration with the General Counsel.
- Lead, coordinate, and oversee practice audits, and review complex AML and conflict matters and processes in conjunction with the Global Head of AML and Global Co-Heads of Conflicts.
Requirements
- 10+ years of experience working in risk and compliance, preferably within a law firm environment.
- Strong interpersonal skills, with the ability to influence and implement change in an in-house legal role.
- A can-do attitude, with a passion for providing innovative and effective solutions to problems.
- Proactive self-starter, able to work and make decisions independently while being a team player.
- Confident in handling a broad range of legal matters, with both legal expertise and commercial pragmatism.
- Enthusiastic, can-do lawyer with a passion for their work and willing to go the extra mile.
- Strong expertise in general commercial contractual work.
- Ability to communicate clearly and concisely, both orally and in writing.
- Ability to deliver quality, commercial solutions under pressure.
- Ability to balance multiple priorities and meet deadlines.
- Ability to build relationships and influence across all levels within the business.
- Committed to personal development.
- Aptitude for cross-functional working.
- Have an eye for detail.
About Dentons
Dentons is a global law firm with a presence in over 80 countries. We are committed to building an inclusive culture where our people can thrive, regardless of their background or circumstance. We welcome applications from everyone, including those with disabilities, and offer flexible working hours.
How to Apply
If you are interested in applying for this position, please visit our careers page and submit your application. We look forward to hearing from you.
-
Head of Regulatory Compliance
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...
-
Head of Regulatory Compliance
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...
-
Head of Compliance and Risk Management
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Head of Compliance and Risk Management
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Head of Regulatory Risk and Compliance
4 weeks ago
London, Greater London, United Kingdom UNCOVER Full timeHead of Regulatory Risk and Compliance OpportunityUNCOVER is seeking a seasoned professional to lead our Regulatory Risk and Compliance function in London. As a key member of our Office of the General Counsel, you will be responsible for advising on regulatory compliance, leading risk management efforts, and supporting our firm's strategic objectives.Key...
-
Head of Regulatory Risk and Compliance
4 weeks ago
London, Greater London, United Kingdom UNCOVER Full timeHead of Regulatory Risk and Compliance OpportunityUNCOVER is seeking a seasoned professional to lead our Regulatory Risk and Compliance function in London. As a key member of our Office of the General Counsel, you will be responsible for advising on regulatory compliance, leading risk management efforts, and supporting our firm's strategic objectives.Key...
-
Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a talented Regulatory Compliance Specialist to join our team at AJ FOX COMPLIANCE. This role offers a fantastic opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team consisting of a compliance assistant, senior compliance lawyer, and the new head of risk who is also...
-
Regulatory Compliance Specialist
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
-
Head of Compliance
2 months ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...
-
Head of Compliance
2 months ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...
-
Head of Regulatory Risk and Compliance
4 weeks ago
London, Greater London, United Kingdom https:jobs-redefined.cositemap Full timeJob Title: Head of Regulatory Risk and ComplianceWe are seeking a highly experienced and skilled Head of Regulatory Risk and Compliance to join our team. As a key member of our Office of the General Counsel, you will play a vital role in managing complex legal and risk issues for our firm, our board, executive management, lawyers, and staff.Key...
-
Global Head of Compliance
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...
-
Head of Compliance and MLRO
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Compliance and MLROJob Summary: We are seeking a highly experienced Head of Compliance and MLRO to join our team at Compliance Professionals.Key Responsibilities:* Ensure all managers fulfill their responsibilities* Oversee and assist senior management as required* Develop and maintain policies and procedures of the AML/CTF* Conduct an...
-
Head of Compliance
2 months ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...
-
Head of Compliance
2 months ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...
-
Head of Regulatory Risk and Compliance
4 weeks ago
London, Greater London, United Kingdom Dentons Canada Full timeAbout the RoleWe are seeking a highly experienced and skilled Head of Regulatory Risk and Compliance to join our team at Dentons. As a key member of our Office of the General Counsel, you will play a vital role in managing complex legal and risk issues for our firm, our board, executive management, lawyers, and staff.Key ResponsibilitiesLead the development...
-
Head of Regulatory Risk
1 month ago
London, Greater London, United Kingdom UNCOVER Full timeAbout the Company:UNCOVER, a leading international law firm, is seeking a seasoned professional to fill the role of Head of Regulatory Risk in their London office. This position offers a unique opportunity to join a dynamic team and contribute to the firm's strategic objectives.About the Role:The Head of Regulatory Risk will be responsible for leading the...
-
Head of Regulatory Risk
1 month ago
London, Greater London, United Kingdom UNCOVER Full timeAbout the Company:UNCOVER, a leading international law firm, is seeking a seasoned professional to fill the role of Head of Regulatory Risk in their London office. This position offers a unique opportunity to join a dynamic team and contribute to the firm's strategic objectives.About the Role:The Head of Regulatory Risk will be responsible for leading the...
-
Compliance Manager
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...
-
Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Middlesex Partnership Full timeHead of Compliance and MLRO/Chief Compliance OfficerMiddlesex Partnership, a leading overseas bank in the City, is seeking an approved SMF16/SMF17 to head up their team with the potential to also take on a more expansive Chief of Compliance role.The Bank is renowned worldwide for the quality of its customer services and has operated in the UK as a Branch for...