Head of Regulatory Risk and Compliance

Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

Head of Regulatory Risk and Compliance OpportunityUNCOVER is seeking a seasoned professional to lead our Regulatory Risk and Compliance function in London. As a key member of our Office of the General Counsel, you will be responsible for advising on regulatory compliance, leading risk management efforts, and supporting our firm's strategic objectives.Key...

Head of Regulatory Risk and Compliance OpportunityUNCOVER is seeking a seasoned professional to lead our Regulatory Risk and Compliance function in London. As a key member of our Office of the General Counsel, you will be responsible for advising on regulatory compliance, leading risk management efforts, and supporting our firm's strategic objectives.Key...

We are seeking a talented Regulatory Compliance Specialist to join our team at AJ FOX COMPLIANCE. This role offers a fantastic opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team consisting of a compliance assistant, senior compliance lawyer, and the new head of risk who is also...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

Job Title: Head of Regulatory Risk and ComplianceWe are seeking a highly experienced and skilled Head of Regulatory Risk and Compliance to join our team. As a key member of our Office of the General Counsel, you will play a vital role in managing complex legal and risk issues for our firm, our board, executive management, lawyers, and staff.Key...

The Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...

Job Title: Head of Compliance and MLROJob Summary: We are seeking a highly experienced Head of Compliance and MLRO to join our team at Compliance Professionals.Key Responsibilities:* Ensure all managers fulfill their responsibilities* Oversee and assist senior management as required* Develop and maintain policies and procedures of the AML/CTF* Conduct an...

Are you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...

Are you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...

About the Company:UNCOVER, a leading international law firm, is seeking a seasoned professional to fill the role of Head of Regulatory Risk in their London office. This position offers a unique opportunity to join a dynamic team and contribute to the firm's strategic objectives.About the Role:The Head of Regulatory Risk will be responsible for leading the...

About the Company:UNCOVER, a leading international law firm, is seeking a seasoned professional to fill the role of Head of Regulatory Risk in their London office. This position offers a unique opportunity to join a dynamic team and contribute to the firm's strategic objectives.About the Role:The Head of Regulatory Risk will be responsible for leading the...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

Head of Compliance and MLRO/Chief Compliance OfficerMiddlesex Partnership, a leading overseas bank in the City, is seeking an approved SMF16/SMF17 to head up their team with the potential to also take on a more expansive Chief of Compliance role.The Bank is renowned worldwide for the quality of its customer services and has operated in the UK as a Branch for...

Job Title: Risk and Compliance OfficerWe are seeking a highly skilled Risk and Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Monitor and report on compliance with regulatory...