Compliance Expert

2 weeks ago

London, Greater London, United Kingdom Bank of Singapore, Asia's Global Private Bank Full time
Job Description

About the Role

The Bank of Singapore, Asia's Global Private Bank, is seeking a highly skilled Compliance Manager to join its UK Compliance Department. As a key second line-of-defence role, this position will ensure that compliance risks are proactively identified, mitigated, monitored, and reported in line with UK laws and regulations.

This senior compliance professional will support the Head of Financial Crime Compliance in performing investigations, preparing reports, and making recommendations on suspicious activities. The ideal candidate will have a deep understanding of AML/CFT requirements in the UK and excellent analytical skills to identify material ML/TF gaps and articulate well-considered risk-mitigation recommendations.

Main Responsibilities

  • Perform independent review of High-Risk client onboardings and periodic reviews submitted by the first line-of-defence;
  • Support the UK Head of Financial Crime Compliance in performing investigations, preparing reports, and making recommendations on suspicious activities;
  • Provide financial crime-related expertise and advice to internal stakeholders;
  • Implement compliance controls in accordance with the Financial Crime Compliance Monitoring Plan;
  • Maintain knowledge and awareness of key regulatory changes related to Financial Crime Compliance matters impacting the business;
  • Update and implement FCC-related Policies and Procedures in accordance with local requirements and Group standards, policies, and procedures;
  • Provide guidance on sanctions-related matters, in conjunction with relevant Sanction stakeholders in BOS Group;
  • Organize trainings to internal stakeholders to maintain a high level of AML/CFT risk awareness;
  • Prepare external regulatory reports, as well as reports to internal management bodies;
  • Develop financial crime compliance monitoring plans.

Requirements

  • University degree or higher education in a relevant field; Fluent proficiency in written and spoken English;
  • Professional certification such as ACAMS / ICA is preferred, but not a must;
  • Minimum of 5 years of relevant work experience, preferably in the AML/CFT compliance function of a private bank or private wealth company;
  • Prior regulatory background or experience in AML/CFT control functions, with expertise in Enhanced CDD requirements;
  • Strong technical knowledge and understanding of AML/CFT requirements in the UK;
  • Deep analytical skills and strong risk acumen to identify material ML/TF gaps and articulate well-considered risk-mitigation recommendations;
  • Excellent interpersonal and leadership skills, and a collaborative mindset;
  • Good operational knowledge and skills in IT applications (Microsoft Excel, Word, PowerPoint, etc).

What We Offer

The successful candidate can expect a competitive salary of £60,000 - £80,000 per annum, depending on experience, as well as opportunities for career growth and professional development within the Bank of Singapore.

  • Compliance Expert

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    **About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

  • Compliance Expert

    3 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

  • Compliance Expert

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

  • Tax Compliance Expert

    2 days ago

    London, Greater London, United Kingdom Sovos Compliance Full time

    We are seeking a highly motivated Tax Compliance Expert to join our team at Sovos Compliance. In this role, you will be responsible for managing client relationships and ensuring that our clients receive exceptional service.About the RoleThe Tax Compliance Expert will work closely with clients to understand their unique needs and develop customized solutions...

  • Compliance Expert

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

  • Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

  • Compliance Expert

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewAJ FOX COMPLIANCE is seeking a highly skilled Compliance Expert to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of Anti-Money Laundering (AML) and counter-terrorist financing, and familiarity with AML databases.This role requires the ability to work effectively in a team...

  • Compliance Training Expert

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    **Job Overview**We are seeking a highly skilled Compliance Training Expert to join our team at Compliance Professionals. This is an excellent opportunity for someone with experience in Training and Competence, Consumer Duty, and risk management.The successful candidate will be responsible for providing ongoing assessment of adviser competence, conducting...

  • International Compliance Expert

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Aj Fox Compliance is looking for an International Compliance Expert to join our team as a Senior Conflicts Analyst in our London office.Responsibilities:Develop and implement effective conflicts resolution strategies, working closely with compliance teams to identify potential conflicts and provide expert analysis.Liaise with firm-wide staff on conflicts...

  • Compliance Expert

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Company Overview:AJ FOX COMPLIANCE is an International law firm seeking a highly skilled Compliance Officer to join our team. With expertise in Anti-Money Laundering (AML) sanctions and compliance, this role offers an exceptional opportunity to handle a broad range of compliance, conflicts, and AML issues.Job Description:This role involves advising on best...

  • Compliance Expert Advisor

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is a forward-thinking law firm seeking a highly skilled Senior Compliance Executive to join their proactive team.Job Description:In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk...

  • Compliance and Risk Expert

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Summary: AJ FOX COMPLIANCE is hiring a Compliance and Risk Expert to work in our London office. As a key member of our compliance team, you will be responsible for ensuring the organization's compliance with relevant laws and regulations. Your duties will include drafting, monitoring, and advising on compliance policies and procedures, handling data...

  • Regulatory Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    **About the Role**We are seeking a seasoned Regulatory Compliance Expert to join our client, a leading international payments business, as they continue their rapid growth and expansion. Reporting to the Group Head of Legal & Compliance, you will be responsible for driving forward the company's compliance strategy and fostering a positive relationship with...

  • Regulatory Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Expert to join their team in London. This is an excellent opportunity to work with a leading global law firm and contribute to firmwide adherence to the highest standards in professional conduct and quality.The estimated salary for this role is £55,000 - £75,000 per annum, depending on...

  • Compliance and Regulatory Expert

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    This dynamic role at AJ FOX COMPLIANCE involves shaping best practices in compliance and regulatory matters. The successful candidate will offer expert advice on financial crime and AML issues, evaluate complex research findings, and conduct thorough risk assessments. Key responsibilities include providing strategic guidance on financial crime and AML...

  • AML and Compliance Expert

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleAJ FOX COMPLIANCE is seeking an experienced AML and Compliance Expert to join our team in London.Responsibilities:Conduct client due diligence reviews and advise on necessary information.Perform risk assessments at client onboarding and updates to identify potential money laundering risks.Utilize external databases and research prospective...

  • Risk and Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Risk and Compliance Expert to join their team in London.This is an exciting opportunity for someone with experience in law firm risk and compliance, who is passionate about ensuring that client due diligence processes are thorough and effective.The salary for this role is estimated to be around £50,000 - £70,000 per annum,...

  • Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are an international Wealth Management Firm searching for a Compliance Manager to join our team.As a Compliance Manager, you will be responsible for:Performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence;Supporting the Money Laundering Reporting Officer...

  • Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.

  • Compliance Risk Expert

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Compliance Risk Expert to join our AJ FOX COMPLIANCE legal team in London. The ideal candidate will have experience in law firm risk and compliance, with a solid understanding of anti-money laundering (AML) and counter-terrorist financing.Key responsibilities include conducting customer due diligence (CDD) on clients,...