Paraplanning Specialist

4 days ago


Wakefield, Wakefield, United Kingdom Ortus PSR Full time
Paraplanner Role at Ortus PSR

We are seeking a skilled Paraplanner to collaborate with our Financial Planners and contribute to the production of high-quality client suitability reports. This role offers opportunities for professional growth and development, with the potential to work closely with our Investment Committee or progress to Financial Planner roles.

Key Responsibilities:
  • Work closely with Financial Planners to formulate advice, ensure client files remain compliant, and produce accurate suitability reports.
  • Complete annual suitability review letters for clients and raise any potential queries with the Financial Planner(s).
  • Assist the Paraplanning Supervisor and Investment Committee with maintaining centrally held research for the firm's Central Investment Proposition.
  • Maintain accurate information within the firm's Client Management System.
Specific Tasks:
  • Act as a point of contact within the office for nominated Financial Planners, ensuring their cases are logged within the team and providing regular updates on the stage each case is at.
  • Prepare and maintain client files, ensuring all necessary documentation is up-to-date and compliant.
  • Prepare compliant suitability reports, utilizing research and analysis to provide accurate recommendations.
  • Complete annual suitability review letters in a timely and accurate manner, ensuring all necessary information is included.
  • Conduct research on ad-hoc withdrawals of plans to assess suitability, providing recommendations to Financial Planners.

To be considered for this role, you should have experience in Paraplanning and crafting suitability reports for Pensions and Investments.



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