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AML/CMI Manager

2 months ago

Bath, Bath and North East Somerset, United Kingdom CV-Library Full time
About the Role

We are seeking an experienced Anti Money Laundering (AML) and Client and Matter Inception (CMI) Manager to join our Risk and Compliance team at CV-Library.

Key Responsibilities
  1. Collaborate with the Money Laundering Reporting Officer (MLRO) to lead day-to-day requests for assistance from legal assistants and legal teams regarding client due diligence requirements and documentation, source of funds/wealth and background screening checks.
  2. Respond to queries raised about the client and matter inception process, including systems issues, assistance with completing the file opening risk assessment and anti money laundering risk assessment, and queries regarding conflicts of interests checks.
  3. Manage the operation of our client onboarding software, including adding new user accounts, reviewing reports which have 'failed' or require review and provision of training on how to use the system.
  4. Oversee the Peppermint CMI process – seeking stakeholder feedback on the system and identifying opportunities to change/improve the system; offer expert guidance and training on how to use the system.
  5. Advise on potential politically exposed persons, sanctions and adverse media matches, creating summaries for approval by the MLRO/Risk Committee as required.
  6. Develop and deliver firmwide client due diligence and client and matter inception training and communications.
  7. Perform other AML/CMI related tasks as required.
Requirements
  1. Experience of working in risk and compliance in a law firm.
  2. Expert knowledge of the AML/CDD requirements for clients of a law firm and experience of analysing client due diligence/identification documentation to ensure it satisfies regulatory requirements.
  3. Use of electronic identification and background screening software.
  4. Management of a law firm client and matter inception process and experience of providing guidance and support to others.
  5. AML qualification (desirable).
About Us

We're CV-Library – a leading job board and recruitment agency. We exist to connect job seekers with top employers and provide a platform for career growth and development. Our team is passionate about delivering exceptional service and creating a positive impact on our clients and communities.

We're committed to diversity and inclusion, and we welcome applications from candidates with disabilities. If you need any reasonable adjustments to accommodate your disability, please let us know so we can work together to help bring your best self.

Career Development

We offer a robust and transparent career framework that shows you exactly what you need to achieve to grow your career at CV-Library. Our framework helps you understand how your contribution and behaviours are woven together to create the basis for your progression in the firm.

We also offer an annual promotions programme, career conversations and appraisals, and a range of learning and development opportunities to help you grow and succeed in your role.