Senior Regulatory Affairs Manager
1 week ago
About the Role:
Deerfoot Recruitment Solutions Limited is seeking a Senior Regulatory Affairs Manager to join their dynamic team. As a key member of the compliance team, you will ensure the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations.
Key Responsibilities:
Provide vital guidance and support to various business units, helping them navigate compliance matters while identifying and mitigating potential risks.
Maintain a regulatory development log, delivering timely business impact assessments and updates related to Consumer Duty, SM&CR, CASS, and ESG.
Offer compliance guidance on new products, services, marketing materials, and remuneration.
Conduct compliance-themed advisory reviews based on risk assessments, particularly focusing on Consumer Duty and ESG risks, and develop effective risk mitigation strategies.
Design and implement compliance training programs to educate employees on relevant laws and regulations, with an emphasis on embedding Consumer Duty and ESG principles.
Requirements:
Proven experience in financial services within a 2nd line back-office compliance role.
Proficient in drafting Compliance Oversight reports and other management documentation.
Strong communication skills to deliver face-to-face compliance training effectively.
Ability to manage FCA Reg Data and FCA Connect reporting.
About Us:
Deerfoot Recruitment Solutions Limited is a prominent player in the recruitment industry, dedicated to providing exceptional service to our clients and candidates. We are committed to making a meaningful impact in the world of compliance and are excited to find the right candidate for this exciting opportunity.
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