Head of Client Protection and Compliance
16 hours ago
We are looking for an experienced Head of Client Protection and Compliance to lead our Treasury team's safeguarding efforts. This is a fantastic opportunity to work on a global scale, contributing to the development of safeguarding capabilities and ensuring compliance with regulatory requirements.
About the Job- This role involves working closely with stakeholders to identify risks, develop policies, and implement controls to ensure safeguarding best practices.
- You will be responsible for managing safeguarding projects, coordinating with audit firms and regulators, and providing training materials to support the safeguarding framework.
Requirements:
- 7+ years of experience in treasury, finance, regulatory, or risk-related fields.
- Strong understanding of protection/custodianship of customer assets and related regulatory frameworks.
- Experience in line management and supporting career development within teams.
Salary Range: £85,000 - £115,000 per annum
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Data Protection and Compliance Specialist
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe're assisting a boutique city law firm in finding a talented Data Protection Lawyer. This opportunity is ideal for someone with data protection, risk, and compliance experience looking to expand their skill set.As a key member of a small compliance team, you'll work closely with a compliance assistant, senior compliance lawyer, and the head of risk who...
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Data Protection Compliance Specialist
3 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly skilled Data Protection Compliance Specialist to join our team at AJ Fox Compliance in London. This is a fantastic opportunity for someone with experience in data protection, risk, and compliance.The successful candidate will have the chance to:Monitor compliance with the UK GDPR and other applicable data protection legislationAssist...
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Head of Compliance and Consumer Protection
3 days ago
London, Greater London, United Kingdom ROYAL BOROUGH OF GREENWICH Full timeDrive Service Improvement in the Royal Borough of Greenwich as the Head of Public Protection and Consumer Standards. This is a key leadership position with responsibility for ensuring compliance with legislative responsibilities while enhancing safety and creating safer environments across the borough.About the Role:Develop and implement service plans,...
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Aircraft Compliance Director
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Specialist Lead to join our team at Compliance Professionals. This is a permanent position based in St Albans.About the Role:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the mandatory requirements.Provide Compliance and AML...
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Compliance Risk Manager for Data Protection
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking an experienced Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE in London.About the RoleThis is a fantastic opportunity for a qualified lawyer with regulatory compliance experience or data protection/data privacy expertise to broaden their skill set.Key Responsibilities:Draft, monitor and advise on compliance policies and...
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Head of Compliance Operations
15 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Compliance OperationsWe are looking for a seasoned professional to head our compliance operations department.This is an exciting opportunity to join a leading banking group and play a key role in establishing a control room in the UK.The successful candidate will be responsible for overseeing the tracking, handling, and safeguarding of...
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Compliance and Risk Director
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...
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Regulatory Compliance Specialist
12 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a qualified Regulatory Compliance Specialist to join our boutique city law firm in London.As a key member of our compliance team, you will work closely with our senior compliance lawyer and the head of risk who is also our Data Protection Officer (DPO). Your primary responsibilities will include:Drafting, monitoring, and advising on compliance...
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Data Protection and Governance Specialist
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionThe Compliance Manager will be responsible for:Assessing the bank's existing information security control environment, including technology IS, data assets, and cyber risks and resilience controls;Identifying current controls aligned to these risks and highlighting potential control gaps;Developing a strategy for enhancement to manage those...
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Compliance and Data Protection Attorney
4 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob TitleA Data Protection Lawyer is sought by a prestigious city law firm to join their compliance team.
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Data Protection and Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeAbout the RoleThis is an exciting opportunity for a qualified lawyer with experience in data protection, risk, and compliance to broaden their skill set.
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Data Protection Specialist
12 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleAJ FOX COMPLIANCE invites applications for a Regulatory Compliance Lawyer position in London. As a member of the compliance team, you will work closely with the compliance assistant, senior compliance lawyer, and head of risk who serves as the firm's DPO.Key DutiesDevelop and maintain compliance policies and procedures.Address escalations and...
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Regulatory Compliance Lead
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:This is an exciting opportunity to join a leading financial services firm as a Head of Risk and Compliance. We are looking for a highly experienced individual with a strong background in Financial Services and a proven track record of delivering effective compliance solutions.Key Requirements:Minimum 10 years of experience in the Compliance...
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Head of Compliance Governance Specialist
14 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...
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Compliance Leader
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewOur client, a world-leading specialist broker, is seeking a seasoned professional to fill the role of Global Head of Compliance.
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Head of Regulatory Oversight
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking an experienced Compliance Professional to join our team as a Head of Risk and Compliance. The successful candidate will have a strong background in Financial Services, preferably in Investment and Life Protection, and at least 10 years of experience in the Compliance sector.Key Responsibilities:Lead the development and...
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Data Protection Compliance Lead
4 weeks ago
London, Greater London, United Kingdom Lewis Row Recruitment Full timeData Protection Compliance Lead OpportunityWe are seeking an experienced Data Protection Compliance Lead to join our team in London. As a key member of the Risk and Compliance team, you will support the Head of Risk and Compliance in delivering regulatory compliance.The ideal candidate will have a minimum of three years' experience in data protection, with...
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Head of Protective Services and Consumer Standards
11 hours ago
London, Greater London, United Kingdom ROYAL BOROUGH OF GREENWICH Full timeJob Title: Head of Protective Services and Consumer StandardsWe are seeking an experienced and skilled professional to join our team as the Head of Protective Services and Consumer Standards. In this challenging and rewarding role, you will be responsible for leading and managing a wide range of services, including protective security, counter-terrorism and...
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Protection Policy Specialist
11 hours ago
London, Greater London, United Kingdom Secure Mortgages & Protection Full timeCareer Advancement Opportunity">We are seeking a highly motivated Protection Policy Specialist to join our team at Secure Mortgages & Protection. As a specialist in protection policies, you will work closely with UK-based clients to secure policies, including life cover, critical illness, income protection, key person, and property financing.To succeed in...
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Protection Policy Specialist
12 hours ago
London, Greater London, United Kingdom Secure Mortgages & Protection Full timeAbout SMPWe are a fully regulated company with a strategic partnership in the UK with deVere. Our team is dedicated to providing excellent service and support to our clients.Job OverviewThe successful candidate will have at least 24-months experience selling insurance products, earning £1,500 + per week in commissions. They will be responsible for...