Head of Client Protection and Compliance

16 hours ago


London, Greater London, United Kingdom Empirical Search Limited Full time

We are looking for an experienced Head of Client Protection and Compliance to lead our Treasury team's safeguarding efforts. This is a fantastic opportunity to work on a global scale, contributing to the development of safeguarding capabilities and ensuring compliance with regulatory requirements.

About the Job
  • This role involves working closely with stakeholders to identify risks, develop policies, and implement controls to ensure safeguarding best practices.
  • You will be responsible for managing safeguarding projects, coordinating with audit firms and regulators, and providing training materials to support the safeguarding framework.

Requirements:

  • 7+ years of experience in treasury, finance, regulatory, or risk-related fields.
  • Strong understanding of protection/custodianship of customer assets and related regulatory frameworks.
  • Experience in line management and supporting career development within teams.

Salary Range: £85,000 - £115,000 per annum



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