Regulatory Support Specialist
1 week ago
We are seeking a skilled Regulatory Support Specialist to join our team in South Leicester. In this role, you will be responsible for supporting our Senior Compliance Manager in maintaining compliance across the business, including identifying regulatory risks and implementing internal controls.
You will work closely with our Independent Financial Advisors, providing guidance on regulatory matters and ensuring they are up-to-date with the latest industry developments. This is an excellent opportunity for a qualified professional looking to develop their career in financial services compliance.
About the Job
The successful candidate will have a strong background in financial services compliance, preferably with experience in a similar role. They will also possess excellent communication and interpersonal skills, as well as the ability to work well under pressure and meet deadlines. A Level 4 Diploma in Financial Planning or equivalent qualification is also required.
About the Benefits
We offer a competitive salary of £32,500 per annum, plus a generous non-contributory pension scheme, performance-based bonuses, and 25 days' annual leave. Our modern offices feature free parking, a full kitchen, dining facilities, and a gym. We also offer regular paid team events throughout the year.
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