Regulatory Support Manager

4 weeks ago


Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full time
Premier Jobs UK Limited is a reputable firm in South Leicester offering a unique opportunity as a T&C Supervisor / Compliance Support. In this role, you'll work closely with the Senior Compliance Manager to provide training and competence support to Independent Financial Advisors. Your expertise in compliance will help identify regulatory risks and design internal controls to maintain compliance across the business.

A key aspect of this role is supporting new and existing IFAs in adhering to company and FCA guidelines. This requires strong knowledge of financial services and regulatory requirements. You'll also contribute to the compliance team's efforts in maintaining a high level of service quality.

To succeed in this position, you'll need experience within compliance for financial services, a deep understanding of how Financial Advisors and Mortgage Advisors operate, and a relevant qualification such as a full Level 4 Diploma in Financial Planning or equivalent. A competitive salary of £30,000 - £35,000 depending on experience, a generous non-contributory pension, performance-based incentives, and regular paid team events are some of the benefits you can expect.

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