Regulatory Support Manager
4 weeks ago
A key aspect of this role is supporting new and existing IFAs in adhering to company and FCA guidelines. This requires strong knowledge of financial services and regulatory requirements. You'll also contribute to the compliance team's efforts in maintaining a high level of service quality.
To succeed in this position, you'll need experience within compliance for financial services, a deep understanding of how Financial Advisors and Mortgage Advisors operate, and a relevant qualification such as a full Level 4 Diploma in Financial Planning or equivalent. A competitive salary of £30,000 - £35,000 depending on experience, a generous non-contributory pension, performance-based incentives, and regular paid team events are some of the benefits you can expect.
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Regulatory Oversight Manager
2 weeks ago
Leicester, Leicester, United Kingdom Hastings Direct Full timeRole OverviewWe are seeking an experienced Regulatory Oversight Manager to join our team at Hastings Direct. In this role, you will be responsible for managing the delivery of a business-wide approach to customer outcome oversight, ensuring that our products and services meet the needs of our customers and comply with relevant regulatory requirements.Key...
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Regulatory Affairs Manager
4 weeks ago
Leicester, Leicester, United Kingdom Samworth Brothers Limited Full timeWe are a dynamic and forward-thinking organization that values innovation and collaboration. As a Regulatory Affairs Manager, you will play a key role in ensuring our products meet the highest standards of quality and safety.Key ResponsibilitiesManage and develop our Quality Management System to ensure compliance with regulatory requirements.Establish and...
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Regulatory Affairs Manager
4 weeks ago
Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full timePremier Jobs UK Limited seeks an experienced T&C Supervisor / Compliance Support professional to join their team in South Leicester. In this role, you will play a key part in supporting the Senior Compliance Manager and contributing to the company's success.You will be responsible for providing training and competence support to a small team of Independent...
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Regulatory Compliance Specialist
3 weeks ago
Leicester, Leicester, United Kingdom Piping Rock UK Ltd Full timePiping Rock UK Ltd, a leading manufacturer of health products, seeks an experienced professional to join its expanding Regulatory team.This role requires a meticulous individual to navigate the complexities of regulatory compliance for food supplements in both the UK and EU. As a bridge between regulatory frameworks and internal stakeholders, you will...
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AML Regulatory Analyst
4 weeks ago
Leicester, Leicester, United Kingdom CV-Library Full timeYour New ChallengeWe are seeking an AML Regulatory Analyst to provide critical support to our Senior Compliance Manager in ensuring the firm's continued compliance with regulatory requirements. You will be responsible for conducting thorough reviews, preparing KPI results, and summarizing findings for monthly meetings, all while maintaining accurate records...
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Food Supplement Regulatory Affairs Manager
3 weeks ago
Leicester, Leicester, United Kingdom Piping Rock UK Ltd Full timeWe are seeking a highly skilled Regulatory Affairs professional to join our team at Piping Rock UK Ltd. The successful candidate will play a crucial role in ensuring the company's compliance with UK and EU regulations.Job OverviewThe primary objective of this role is to provide regulatory guidance and technical support to internal stakeholders, ensuring...
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Regulatory Professional
4 weeks ago
Leicester, Leicester, United Kingdom Piping Rock UK Ltd Full timeJob DescriptionThe successful candidate will act as a bridge between regulatory frameworks and internal stakeholders, providing detailed guidance and technical support for internal teams. Key responsibilities include:Technical & Regulatory ComplianceProvide expert regulatory guidance and support to internal teams.Monitor regulatory changes and ensure timely...
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Regulatory Compliance Specialist
4 weeks ago
Leicester, Leicester, United Kingdom Hastings Direct Full timeAbout the JobAs a Senior Compliance Officer at Hastings Direct, you will play a critical role in ensuring our compliance with regulatory requirements. You will work closely with various stakeholders to identify and highlight emerging regulatory risks and changes, and develop summaries and impact analyses to support compliance.Key ResponsibilitiesProviding...
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Senior Regulatory Advisor
4 weeks ago
Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full timeAbout the RoleWe are seeking a highly experienced Senior Regulatory Advisor to join our team at Premier Jobs UK Limited.This exciting opportunity will see you working closely with our Senior Compliance Manager to provide training and competence support to our small team of Independent Financial Advisors.As a key member of our compliance team, you will be...
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Regulatory Expert Leader
3 weeks ago
Leicester, Leicester, United Kingdom Hastings Direct Full timeAbout the RoleWe are seeking a highly skilled Regulatory Expert Leader to join our team at Hastings Direct. This exciting opportunity involves providing expert guidance on regulatory requirements and developing effective compliance frameworks.The ideal candidate will have a strong background in FCA-regulated environments, with experience in leading teams to...
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Regulatory Compliance Professional
4 weeks ago
Leicester, Leicester, United Kingdom Premier Jobs UK Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Professional to join our team as a T&C Supervisor / Compliance Support in South Leicester. This is an excellent opportunity for someone with experience in compliance for financial services to utilize their knowledge and skills to support our Senior Compliance Manager.About the CompanyPremier...
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Regulatory Compliance Officer
4 weeks ago
Leicester, Leicester, United Kingdom Cranleigh Scientific Ltd Full timeQuality and Regulatory EngineerCranleigh Scientific Ltd is a reputable manufacturer in Leicester, UK, seeking a highly motivated Quality and Regulatory Engineer to join its team. Package: £35,000 per annum (dependent on experience) plus a range of benefits.The successful candidate will have a strong understanding of quality principles and their application...
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Regulatory Compliance Expert
4 weeks ago
Leicester, Leicester, United Kingdom Hastings Direct Full timeWe're a leading digital insurance provider with a strong commitment to innovation and customer satisfaction. As a Senior Compliance Officer, you will play a critical role in ensuring that our business activities comply with relevant laws and regulations.You will work closely with our teams to ensure that our products and services meet regulatory...
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Regulatory Compliance Officer
4 weeks ago
Leicester, Leicester, United Kingdom Cranleigh Scientific Ltd Full timeAbout the PositionWe are looking for a highly skilled Regulatory Compliance Officer to join our team at Cranleigh Scientific Ltd.The successful candidate will have a strong background in quality principles, with experience in implementing and maintaining quality management systems (QMS) in compliance with ISO 9001 standards.You will also be responsible for...
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Regulatory Risk Specialist
3 weeks ago
Leicester, Leicester, United Kingdom Hastings Direct Full timeAbout the CompanyHastings Direct is a digital insurance provider with ambitious plans to become the best and biggest in the UK market.Our CultureWe believe in creating the right culture for our colleagues, giving them the right tools to do their job, and delivering good outcomes for every customer.The JobWe are seeking a Senior Compliance Technology Analyst...
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Regulatory Team Lead
1 month ago
Leicester, Leicester, United Kingdom Lichfield West Midlands Traded Services Limited Full timeRole OverviewThis is an exciting opportunity to join our team at Lichfield West Midlands Traded Services Limited as a Team Leader. The successful candidate will be responsible for managing compliance for social housing properties, including fire, legionella, electric, gas, asbestos, and lifts.The ideal candidate will have a strong background in project...
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Regulatory Affairs Specialist Position
4 weeks ago
Leicester, Leicester, United Kingdom Samworth Brothers Full timeSamworth Brothers seeks a Regulatory Affairs Specialist to join their team. As a Compliance Manager, you will report to the Assistant Technical Manager and work closely with them to ensure compliance with regulatory requirements. Salary Range: £55,000 - £65,000 per annum.This is a fixed term position to cover maternity leave, 6 months with the potential to...
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AML Risk Management Professional
3 weeks ago
Leicester, Leicester, United Kingdom This is an IT support group Full timeJob SummaryWe are looking for an experienced AML Compliance Associate to join our team. The successful candidate will be responsible for implementing and managing compliance and control frameworks, including risk, control, assurance and governance requirements.About UsWe're a digital insurance provider with ambitious plans to become The Best and Biggest in...
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Senior Support Manager
1 month ago
Leicester, Leicester, United Kingdom Henmarth Limited Full timeJob DescriptionHennarth Limited offers a unique chance to work as a Senior Support Manager in a residential setting, supporting individuals with learning disabilities in Leicester.The role involves leading a team to deliver high-quality care and support services, ensuring compliance with regulatory standards, and actively contributing to the development of...
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Regulatory Compliance Specialist
3 weeks ago
Leicester, Leicester, United Kingdom Aspire Pharma Ltd Full timeJob Title: Regulatory Compliance SpecialistSalary: £40,000 - £50,000 per annum (dependent on experience)Location: LeicesterAbout Aspire Pharma LtdWe are a rapidly growing UK Pharmaceutical company passionate about improving patients' lives across the world.We license and develop niche pharmaceutical products that offer innovative formulations, value for...