Buy-Side Regulatory Expert
1 day ago
Job Description: Ad Idem Consulting is seeking a highly skilled Buy-Side Regulatory Expert to join our team. The ideal candidate will have extensive experience in regulatory reporting, particularly in the buy-side industry, and a deep understanding of EMIR, UK EMIR, ASIC, and MIFID regulations.
About the Role:
This is a senior-level position that requires the successful candidate to oversee daily EMEA Reg Reporting operations and supervise two analysts. The ideal candidate will have experience with financial markets and instruments, as well as excellent analytical and problem-solving skills.
Responsibilities:
- Supervise and escalate contact of daily rejection management of transaction reports to repositories and regulators.
- Advise team members on how to perform in-depth root cause analysis of issues against standard regulatory practice or best market practice.
- Supervise and escalate contact for Daily, Monthly and Quarterly reconciliations between the firm, Regulator and Repositories.
- Stay abreast of regulatory changes and supervise implementation internally to support regulatory reporting requirements across departments.
- Escalation contact for all EMIR /ASIC reporting related client queries.
- Collate KPI Reporting for presentation to the internal Reporting Panel and Senior Management.
- Identify areas for automation/simplification.
- Oversight of Incidents and Errors related to EMIR reporting and subsequent control process enhancements.
- Planning business user testing of changes to reporting system and the impact of any upstream data provider systems.
Requirements:
- Bachelor degree in STEM subject.
- Holder of an Industry Recognized Qualification in both EMIR and MIFID Transaction and Trade Reporting.
- 5+ years of experience within Asset Management or other buy-side regulatory reporting.
- Must have in-depth understanding of EMIR, UK EMIR, ASIC and MIFID (ARM and APA) from Regulation to field population.
- Equity, Fixed Income and derivative security knowledge.
Salary: $140,000 - $170,000 per annum
-
Regulatory Compliance Expert
1 day ago
London, Greater London, United Kingdom Avenell Search Ltd Full timeAvenell Search Ltd is seeking a highly skilled Regulatory Compliance Expert to join their growing team. This role offers an exciting opportunity to work with a market-leading fund and support them in meeting FCA, SEC, and other regulatory compliance requirements.The successful candidate will be responsible for monitoring and testing, market abuse oversight,...
-
Java Developer Buy-Side
24 hours ago
London, Greater London, United Kingdom Saragossa Full time £150,000About Saragossa">Saragossa is a forward-thinking company that values innovation and collaboration. Our team of experts works together to develop cutting-edge solutions for the financial industry.">Job Summary">We are seeking a skilled Java developer to join our finance team. The successful candidate will have experience in AWS and buy-side finance, as well...
-
React Buy Side Expert
1 day ago
London, Greater London, United Kingdom Hunter Bond Full timeAbout Our CompanyHunter Bond is a leading trading firm based in London. We offer a dynamic and challenging work environment, where you can develop your skills and contribute to the success of our company.In this role, you will have the opportunity to work on various projects, including buy side trading platforms, and collaborate with experienced developers....
-
Regulatory Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeRole OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.
-
Regulatory Affairs Strategist
3 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
-
Asset Manager for Buy-Side Investment Firm
24 hours ago
London, Greater London, United Kingdom ZipRecruiter Full timeAbout the Role:We are looking for a highly experienced Asset Manager for Buy-Side Investment Firm to join our team in London. The successful candidate will have a strong background in Fixed Income performance and experience with buy-side Fixed Income performance products such as POINT, PORT, BI-SAM or Aladdin.As an Asset Manager, you will be responsible for...
-
Buy-Side Business Process Analyst
3 weeks ago
London, Greater London, United Kingdom Mason Blake Full timeAbout Mason BlakeMason Blake is a leading name within buy-side investment management, and we are currently seeking a Buy-Side Business Process Analyst to join our team.The successful candidate will be responsible for analyzing the global operating model and building an optimal model. They will also work closely with business stakeholders and project managers...
-
Compliance Director for Buy-Side Fund Business
2 weeks ago
London, Greater London, United Kingdom Black Swan Group Full timeJob Summary:The Black Swan Group seeks an experienced Compliance Director to oversee the compliance function for our buy-side fund business. This is an interim role that requires a skilled professional to manage compliance and ensure regulatory adherence.About Us:The Black Swan Group is a leading provider of financial services, committed to excellence and...
-
Senior Derivatives Lawyer, Buy-Side Expert
3 weeks ago
London, Greater London, United Kingdom Taylor Root Full timeAbout the RoleTaylor Root is seeking an experienced derivatives lawyer to join its EMEA Trading and Derivatives Legal Team. As a key player in wealth management, this organization requires a seasoned professional to advise on a diverse range of products.Key responsibilities include advising on cash equities, OTC, repos, prime brokerage, securities, futures,...
-
Regulatory Reporting Consultant
2 weeks ago
London, Greater London, United Kingdom Blue Wolf Digital Full timeJob DescriptionWe are seeking a skilled Regulatory Reporting Consultant to join our team at Blue Wolf Digital.Key Responsibilities:Represent members if necessary at working groups to propose modelling changes and developments to the modelsWrite user documentation related to newly developed codeRepresent this organisation in the open source community by...
-
London, Greater London, United Kingdom VRS Regulatory Full timeEstablished chemical regulatory science consultancy is seeking a delivery-focused Regulatory Affairs Specialist to cover an increasing workload.This role will take the lead on physical/chemical properties/analytical methods and method validation for plant protection products. Key responsibilities include:Providing clients with regulatory advice on substance...
-
Quantitative Software Engineer
3 weeks ago
London, Greater London, United Kingdom Anson McCade Full time**Job Summary**We are seeking a highly skilled Quantitative Software Engineer to join our team at Anson McCade, a top buy side fund.As a key member of our quant platform, you will design, build, and maintain scalable, performant, and supportable cross-asset class applications.**Responsibilities:**Collaborate with stakeholders to understand business needs and...
-
Regulatory Reporting Lead
13 hours ago
London, Greater London, United Kingdom Ad Idem Consulting Full timeJob OverviewWe are seeking a highly experienced Senior Regulatory Reporting professional to join our team at Ad Idem Consulting.The successful candidate will have a strong background in regulatory reporting, with a focus on buy-side reporting.Responsibilities Include:Overseeing daily EMEA Reg Reporting operationsSupervising two analystsEnsuring regulatory...
-
Chief Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Selby Jennings Full timeAbout the RoleWe are seeking an experienced Chief Compliance Officer to join our growing team at Selby Jennings. As a key member of our compliance team, you will be responsible for overseeing both regulatory and AML functions while ensuring that our firm adheres to the highest standards of compliance across all operations.Key Responsibilities:Compliance...
-
Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
-
Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeA compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...
-
Regulatory Expert
12 hours ago
London, Greater London, United Kingdom CV Library Full timeKey ResponsibilitiesWe are seeking a skilled Regulatory Expert to join our Financial Services Advisory team.This role involves working on a variety of projects, including Skilled Person reviews and regulatory driven reviews, and providing expert advice on risk management and compliance.The successful candidate will have a strong understanding of the UK...
-
Chief Regulatory Officer
1 month ago
London, Greater London, United Kingdom Black Swan Group Full timeWe are seeking an experienced Chief Regulatory Officer to join the Black Swan Group team. This is an interim role for a smf16/17 who can take on compliance responsibilities for our buy side fund business.The successful candidate will have excellent communication and organizational skills, with the ability to work independently and as part of a team. They...
-
Regulatory Lawyer in Financial Services
23 hours ago
London, Greater London, United Kingdom A&M STAR (Search, Talent Acquisition & RPO) Full timeCompany Overview:A&M STAR (Search, Talent Acquisition & RPO) is currently working with an Elite US law firm in London on a hire within their Financial Services Regulatory practice. This team advises on all areas of financial regulation covering major UK and EU financial services regulations.The current team has experience of financial services regulatory...
-
Regulatory Expert
3 weeks ago
London, Greater London, United Kingdom Selby Jennings Full timeRole OverviewWe are seeking an experienced Regulatory Expert to join our team in London. This role will focus on providing regulatory guidance and support within the asset management sector, ensuring compliance with relevant regulations while enhancing our strategic objectives.