CASS Compliance Manager

We're looking for a skilled Risk Management Specialist to join our team at GC Partners!About the RoleThis role involves working closely with the Risk team to ensure that Safeguarding/CASS risks are properly managed, monitored and controls are in place to mitigate risks. You will participate in the development and implementation of Safeguarding risk...

Job DescriptionWe are looking for a CASS Reconciliation Manager to join our team at GC Partners. In this role, you will be responsible for managing and monitoring our Safeguarding/CASS risks.**Key responsibilities include:**Participating in the development and implementation of risk management frameworks for Safeguarding compliance specifically and CASS...

About the Role: Safeguarding Compliance Expert - CASS and BeyondAt Albany Beck, we're looking for a highly skilled compliance professional to drive safeguarding compliance efforts. As a key member of our team, you'll be responsible for implementing and maintaining appropriate controls to meet safeguarding compliance obligations.Key qualifications and...

Job Description:As a CASS Oversight Professional with Michael Page, you will be responsible for ensuring the compliance of our clients' assets with UK CASS regulations. You will provide strategic and technical advice to business and support functions, maintain up-to-date knowledge of regulatory changes, and implement compliance processes across stakeholder...

Job DescriptionCass Art is seeking a Store Performance Director to lead our new outlet concept store in Hackney. This role will be responsible for driving sales and operational excellence through compliance, business acalamus, and commercial flair.Key Accountabilities* Drive sales growth and improve customer experience through effective store operations and...

We are seeking a highly skilled Regulatory Compliance Expert to join our team at MERJE Ltd. As a CASS Lead Consultant, you will be responsible for delivering high-quality work and steering projects to successful outcomes. You will leverage your technical expertise and regulatory knowledge to drive value for our clients.Job SummaryThis is a challenging and...

Job SummaryA senior finance role is available for a Compliance Finance Manager to lead the team in ensuring compliance with CASS regulations, overseeing client money operations and providing expert advice.Main ResponsibilitiesManaging the day-to-day operation of client money, including reconciliations and document maintenance.Designing and implementing...

Role OverviewA compliance specialist is needed to join Michael Page in a key role as the CASS Oversight Officer. In this position, you will be responsible for providing strategic and technical advice on CASS compliance to business and support functions while promoting regulatory awareness.Responsibilities:Act as the liaison to the regulator on matters...

At Cass Art, we are looking for a highly skilled Sales Enablement professional to join our team. As a Senior CRM Manager, you will be responsible for growing and developing our CRM capabilities across the Group.Job DescriptionThe role reports into the Group Senior CRM Manager and will enable you to work closely with multiple departments. This is an excellent...

Our client is a boutique consultancy firm specializing in regulatory compliance and advisory services for financial services firms. Based in London, this role offers a competitive salary of £65,000 - £80,000 per annum.">The ideal candidate will have a passion for CASS compliance and thrive in a dynamic, hands-on environment. As a Senior Regulatory...

Job DescriptionThe successful candidate will be responsible for:Managing statutory and CASS audits for financial services clientsProviding regular communication and feedback to stakeholdersOrganizing and attending office marketing events to promote our servicesPreparing and presenting proposals for new workThe ideal candidate will have excellent technical...

About the RoleThis is an exciting opportunity to join our Risk team as a Safeguarding Compliance Officer at GC Partners. You will be responsible for ensuring that our Safeguarding/CASS risks are properly managed, monitored and controlled.**Responsibilities include:**Reviewing movements across the Safeguarding calculation to ensure sufficient funds are...

About the RoleAtlantic Labs Manager GmbH is seeking a highly experienced financial director to lead our treasury operations and optimize financial resources.The ideal candidate will have a proven track record of managing e-money, treasury operations, safeguarding accounts, cash management, and liquidity forecasting, while ensuring compliance with regulatory...

Broadgate: Compliance ExpertiseThe primary responsibility of this role is to manage compliance from an IT perspective, ensuring alignment with regulatory requirements and internal policies. As an experienced Assurance Manager, you will lead and build the IT Assurance Team, partnering with the business on compliance regulations.Key ResponsibilitiesLead and...

We are seeking a talented CRM Manager to join our team at Cass Art. As a key member of our Sales Team, you will play a critical role in driving sales growth and customer engagement through effective CRM implementation.About the RoleYou will report to the Group Senior CRM Manager and be responsible for developing and implementing CRM strategies to meet...

Join Our TeamThe Onyx Capital Group is seeking a highly skilled finance professional to fill the role of Compliance Finance Lead. As a key member of our team, you will play a critical role in ensuring the company's compliance with regulatory requirements, particularly in relation to client money management.Responsibilities:Develop and implement effective...

**Key Responsibilities**As a Senior Compliance Manager, you will be responsible for ensuring the company's compliance with FCA Handbook regulations, including CASS, MIFID, and EMIR. You will also be expected to foster positive relationships between compliance and front office teams, delivering compliance-focused training and conducting continuous monitoring...

Job Title: Compliance Risk ManagerAbout the Role:This Compliance Risk Manager opportunity has arisen within Broadgate's 2nd Line Compliance function. As part of this team, you will be responsible for analysing changes to regulations and legislation, providing advisory oversight of the business and clients, and collaborating with SMEs to implement Compliance...

Job DescriptionThe Financial Director - Treasury Operations will oversee treasury operations, e-money management, and optimize financial resources for Atlantic Labs Manager GmbH.Key AccountabilitiesTreasury Operations: Develop and implement strategies to optimize treasury operations, ensuring compliance with regulatory requirements.Manage e-money,...

Compliance and Risk ManagerWe are looking for a skilled Compliance and Risk Manager to join our team at Broadgate.About the companyBroadgate is a leading financial services company with a strong focus on compliance and risk management.About the roleManage the development and implementation of our IT compliance strategy.Lead and build the IT Assurance Team,...