Compliance Director
4 weeks ago
PGIM Private Alternatives is seeking a seasoned Compliance Director to oversee a full range of compliance matters related to our asset management activities in the UK. As a key member of our global compliance team, you will work closely with senior management and business stakeholders to ensure compliance with regulatory requirements and maintain a positive compliance culture.
Key Responsibilities:- Develop and implement compliance programs to mitigate financial crime risks and ensure adherence to regulatory requirements.
- Conduct due diligence on clients, counterparties, and joint venture partners to ensure compliance with anti-money laundering and anti-corruption regulations.
- Provide guidance and support to the business on regulatory matters, including incorporation of regulatory changes into guidance and policy enforcement.
- Collect and analyze data for senior management reporting and protect the integrity and reputation of the company.
- Minimum 7 years' experience in a related capacity, preferably in compliance, law, risk, audit, or a similar control function.
- Experience with European financial regulation and markets, with a genuine interest in global compliance concerns.
- Proven ability to work effectively with business stakeholders while ensuring an effective compliance culture.
- Private medical insurance and a comprehensive benefits package.
- Opportunities for professional development and career growth.
- A dynamic and inclusive work environment.
PGIM Private Alternatives is a leading global asset manager with a strong track record of delivering investment solutions to clients. We are committed to creating a fully inclusive culture where all employees feel comfortable bringing their authentic selves to work. If you are a motivated and experienced compliance professional looking for a new challenge, we encourage you to apply.
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture...
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Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture...
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Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeOur client, a global investment management business, is seeking a Compliance Director to join their team on a 13-month fixed-term contract. The successful candidate will be responsible for expanding and developing the firm's financial crime programme within the region. This will involve conducting due diligence on clients, counterparties, and joint venture...
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Compliance Director
2 weeks ago
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1 month ago
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerOur global fintech banking group is seeking a seasoned Compliance Manager to join our London team.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's approach to...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our global fintech banking group in London.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our global fintech banking group in London.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerWe are seeking a highly skilled Compliance Manager to join our London-based fintech banking group.Key Responsibilities:Lead regulatory horizon scanning and provide risk-based analysis to inform the Bank's strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...