Compliance Officer

4 days ago


West Sussex, United Kingdom Origin Legal Full time
Job Title: Risk Management Specialist - Compliance

We are seeking a highly skilled Risk & Compliance Manager to join our team at Origin Legal. As a key member of our compliance function, you will play a vital role in ensuring our firm operates within the boundaries of regulatory requirements.

About the Role:
  • Develop and implement effective risk management strategies to mitigate potential threats and ensure compliance with regulatory standards.
  • Collaborate with the team to provide guidance on professional conduct, including conflicts of interest and ethics.
  • Monitor and report on compliance with internal policies and assist in developing risk management plans.
  • Deliver training on risk-related matters and stay updated on changes in professional conduct rules.
  • Work closely with Group Heads to identify areas for improvement and enhance the firm's risk profile.
  • Process payments and maintain accurate records of claims-related transactions.
  • Ensure engagement letters and website changes comply with Law Society and SRA regulations.
  • Conduct regular audits to verify compliance with internal policies and industry standards.
Requirements:
  • Proven experience in a similar role at a law firm.
  • Excellent understanding of risk management principles and practices.
  • Detailed knowledge of professional indemnity insurance and other classes of insurance.
  • Experience working with regulatory bodies, such as the SRA.
What We Offer:

A competitive salary package, estimated at £60,000 - £80,000 per annum, depending on experience, plus a range of benefits and opportunities for professional growth and development.


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