Compliance Support Officer

3 days ago


south west england, United Kingdom Fram Executive Search Limited Full time
Fram are working with an independent Wealth Management firm based in Southwest Devon. Due to continued growth, they are looking for a Compliance Support Officer, to work with the Wealth Management Director who hold the SMF16/17 responsibilities to ensure regulatory excellence. You'll develop, implement, and oversee compliance policies and procedures, manage risk assessments, policy reviews, and pr...

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  • South West England, United Kingdom Fram Executive Search Limited Full time €40,000

    Fram are working with an independent Wealth Management firm based in Southwest Devon. Due to continued growth, they are looking for a Compliance Support Officer, to work with the Wealth Management Director who hold the SMF16/17 responsibilities to ensure regulatory excellence. You'll develop, implement, and oversee compliance policies and procedures,...


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