Regulatory Support Specialist
2 weeks ago
We are a positive and supportive team culture, enabling us to deliver a professional, high standard of service to the business within a happy and enjoyable environment. We believe in nurturing each person's strengths, supporting them when they need it, and encouraging them to progress through personal development and training.
Key ResponsibilitiesThe main purpose of this role is to undertake all tasks associated with the firm's Work Acceptance procedures to ensure compliance by the firm with its regulatory obligations. The key responsibilities include but are not limited to:
- Monitoring of engagement letters (if required)
- Client and matter maintenance
- Ad hoc matter opening or risk-related processes including internal and volume matter opening
- Initial Client Due Diligence research and/or checks
You may also be required to provide relevant support and training to fee earners within the UK and associated Osborne Clarke international offices, to business support teams, and where required to the wider Risk & Compliance team to ensure the efficient operation of the compliance processes.
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