UK Operations and Compliance Specialist

**Key Responsibilities**Ongoing review of all relevant legal, regulatory, and corporate governance developments or changes that might affect the UK business and its operations, and ensuring the Board and management are fully briefed on these and that it has regard to them when taking decisions.Management and execution of the Compliance monitoring programme,...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

Job Title: Compliance SpecialistCompany OverviewA leading banking firm seeks a skilled Compliance Specialist to join their team. With a strong global presence, this company offers a dynamic work environment and opportunities for growth.Salary$80,000 - $110,000 per annum, depending on experience.Job DescriptionThe successful candidate will assist in the...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Job DescriptionOur client, a world-leading specialist broker based in the City, is seeking a Global Head of Compliance to join their team. As a key member of the organization, you will play a vital role in ensuring the company's global operations remain compliant with regulatory requirements.About the CompanyOur client is a world-leading specialist broker...

Company OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...

Role OverviewThe Sovos Compliance team is seeking a highly skilled Tax Compliance Specialist to join our dynamic and growing organization. As a key member of our team, you will be responsible for ensuring the smooth operation of our client's tax compliance needs.The ideal candidate will have a strong understanding of project management and experience in...

Job Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...

We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...

Job TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...

AJ FOX COMPLIANCE is seeking a highly experienced Regulatory Compliance Specialist to join their Risk & Compliance team in London.The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.Responsibilities include supporting colleagues in claims handling, liaising with stakeholders regarding risk-related...

Job Title: Compliance Operations LeadWe are looking for a highly skilled Compliance Operations Lead to join our team at Compliance Professionals.**Job Description:**As a key member of our compliance team, you will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business...

Job Title: Data Protection Compliance SpecialistAJ FOX COMPLIANCE is seeking a skilled Data Protection Compliance Specialist to join our team. This exciting role offers a unique opportunity for someone with experience in data protection, risk, and compliance to broaden their skill set.As a Data Protection Compliance Specialist, you will work closely with our...

We are recruiting a highly skilled Compliance Specialist in London to join AJ FOX COMPLIANCE, a leading UK-based law firm. The ideal candidate will work closely with other compliance professionals to identify and mitigate risks, ensuring CDD and other processes are completed efficiently.As a key member of our team, you will collaborate on conflict and...

Job Title: Compliance SpecialistWe are seeking a highly skilled and experienced solicitor to join our Risk Management team in London.The ideal candidate will have a background in law firm regulation, complaints handling, or commercial contracts.Key Responsibilities:Support colleagues in claims handling, ensuring adherence to internal procedures.Liaise with...

We are looking for a talented Compliance Advisory Specialist to join our team at Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is a great opportunity for a dedicated individual to make a real impact in preventing and detecting financial crime. As a Compliance Advisory Specialist,...

About the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...

Job DescriptionWe are seeking a skilled Compliance Risk Specialist to join our team at Compliance Professionals. This role involves performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence.The successful candidate will provide financial crime-related expertise and advice to internal...

Job Title: AML and Compliance SpecialistOverview:AJ FOX COMPLIANCE is looking for an experienced AML and Compliance Specialist to join our team. The successful candidate will be responsible for ensuring that the firm's operations comply with all relevant laws, regulations, and industry standards.You will work closely with internal stakeholders to identify...

We are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...