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Financial Services Compliance Specialist

1 month ago


London, Greater London, United Kingdom Network IT Recruitment Full time
Technology Regulation / Assurance Specialist

Network IT Recruitment is seeking a Technology Regulation / Assurance Specialist to join a financial services client on a 12-month contract.

This is a key role with our banking client, who is undergoing significant modernization activity in their technology areas. You will work within a newly formed team to ensure adherence and compliance with regulations, such as the Prudential Regulation Authority (PRA).

Our client has two main projects in mind:

  • Implementing a regulation register toolset to help plan, monitor, and eliminate risks for non-compliance.
  • Setting up an assurance plan for IT, amidst a large amount of IT transformation and modernization.

Key Responsibilities:

  • Must have a background in financial services, preferably in global or international banking, with experience in regulatory compliance, controls, assurance, and audit.
  • Strong knowledge of PRA requirements for Third Party Risk Management, outsourcing, operational resilience, and continuity.
  • Background in IT Regulatory controls, compliance, and assurance.
  • Strong knowledge of Assurance Planning for IT and technology projects specifically.
  • Knowledge of toolsets that could support the implementation of a regulation register, such as ServiceNow.

Requirements:

  • Must have a background in financial services, preferably in global or international banking.
  • Strong knowledge of PRA requirements.
  • Background in IT Regulatory controls, compliance, and assurance.
  • Strong knowledge of Assurance Planning for IT and technology projects specifically.
  • Knowledge of toolsets that could support the implementation of a regulation register.

Location: London - 1 or 2 days per week onsite.

Duration: 12 months.

Status: Inside IR35.

Rate: Negotiable.