Regulatory Risk Manager
4 days ago
We are seeking an experienced Regulatory Risk Manager to join our team at Action for Race Equality. As a key member of our compliance department, you will be responsible for providing guidance and support to business units on compliance matters.
The successful candidate will have experience working in a 2nd line compliance role from a Wealth & Investments background and excellent analytical and problem-solving skills. They will also possess strong communication and interpersonal skills, as well as the ability to draft Compliance Oversight reports and other management reports.
In this role, you will work closely with HR to support the SMCR Regime and submit FCA Connect forms and Directory Persons as required. You will also conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks.
Maintaining a regulatory development log and providing business impact assessments and regulatory updates in a timely manner will be essential responsibilities. Additionally, you will support ongoing regulatory and change programs by acting as the FCA compliance expert.
Key Responsibilities:
- Provide guidance and support to business units on compliance matters
- Support the SMCR Regime
- Conduct compliance themed advisory reviews
- Maintain Regulatory development log
- Support ongoing regulatory and change programs
Salary Range:
£65,000 - £80,000 per annum, depending on experience
Job Requirements:
- Experience of working in a 2nd line compliance role from a Wealth & Investments background
- Excellent analytical and problem-solving skills
- Strong communication and interpersonal skills
- Ability to draft Compliance Oversight reports and other management reports
- Ability to create and deliver specific compliance training
- Ability to maintain the FCA Reg Data and FCA Connect requirements
About Us:
Action for Race Equality is a leading charity dedicated to promoting equality and addressing racial disparities. We believe that everyone deserves equal opportunities and treatment, regardless of their race or ethnicity.
Why Join Us:
We offer a dynamic and inclusive work environment, competitive salary and benefits package, and opportunities for professional growth and development. If you share our values and are passionate about making a difference, we encourage you to apply for this exciting opportunity.
-
Risk and Regulatory Lawyer
4 weeks ago
Bristol, Bristol, United Kingdom Burges Salmon Full timeAre you a qualified lawyer looking to take on a challenging role in risk management? We are seeking a proactive and dedicated Risk & Regulatory Lawyer to join our Risk and Best Practice team at Burges Salmon.Key Responsibilities:Assist in delivering client pitches and questionnaires promptly.Review and advise on client engagement terms, codes of conduct, and...
-
Risk and Regulatory Lawyer
4 weeks ago
Bristol, Bristol, United Kingdom Taylor Root Full timeWe are seeking a Risk and Regulatory Lawyer to join our team at Taylor Root, a leading regional law firm based in Bristol. As a Risk and Regulatory Lawyer, you will work closely with the General Counsel and senior team members to oversee client engagements and ensure strict compliance with legal and regulatory standards.Key responsibilities include:Reviewing...
-
Compliance Manager
4 days ago
Bristol, Bristol, United Kingdom AutoProtect Full timeAutoProtect Group is a leading provider of products, platforms, and services to the automotive industry. We are seeking an experienced Compliance Manager - Risk and Regulatory Specialist to join our team in the UK.
-
Investment Risk Manager
4 weeks ago
Bristol, Bristol, United Kingdom Aviva Full timeInvestment Risk ManagerThis is a key role within Aviva's Investment Risk Oversight team, responsible for reviewing and challenging the management of exposure to credit and investment risk. The successful candidate will have a good understanding of the workings of the financial markets and a knowledge of statutory, legal and regulatory frameworks, risk...
-
Risk Management Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Michelmores LLP Full timeWe are seeking a highly skilled Risk Management Specialist to join our Governance and Risk team at Michelmores LLP. As a key member of the team, you will provide legal and regulatory advice and guidance across the Firm, supporting key stakeholders with a broad range of risk and compliance issues.The successful candidate will have a strong background in...
-
Compliance Risk Manager
4 weeks ago
Bristol, Bristol, United Kingdom Broadgate Search Ltd Full timeThe Senior Compliance Advisory Manager is responsible for ensuring that the company complies with all relevant laws, regulations, and internal policies. They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.Key ResponsibilitiesProvide guidance...
-
Compliance Risk Manager
4 weeks ago
Bristol, Bristol, United Kingdom Chadwick Nott Full timeCompliance Manager OpportunityChadwick Nott is seeking a highly skilled Compliance Manager to join their Risk & Compliance team in Bristol. The ideal candidate will have at least three years of experience working in a regulated environment within the compliance function.Key Responsibilities:Support the Head of Compliance with strategic and critical...
-
Compliance Risk Manager
3 weeks ago
Bristol, Bristol, United Kingdom Broadgate Search Ltd Full timeThe Senior Compliance Advisory Manager role at Broadgate Search Ltd involves ensuring the company adheres to all relevant laws, regulations, and internal policies. This position requires providing guidance and support to business units to ensure compliance with applicable rules and regulations, as well as identifying and mitigating compliance risks.Key...
-
Regulatory Compliance Specialist
4 weeks ago
Bristol, Bristol, United Kingdom https:jobs-redefined.cositemap Full timeRegulatory Compliance ManagerJoin our team as a Regulatory Compliance Manager, responsible for ensuring the delivery of service for Teleperformance, its client, and their customers is compliant with FCA regulatory standards and meets contractual requirements.The role involves overseeing all financial services clients, maintaining the three lines of defence...
-
Compliance and Regulatory Risk Manager
4 weeks ago
Bristol, Bristol, United Kingdom QED Legal LLP Full timeCompliance ManagerQED Legal LLP is seeking a Compliance Manager to join their in-house compliance function.This is a great opportunity for a Compliance Officer to take a step up in their career, responsible for managing and running the firm's compliance function, leading a team of 3 assistants.The ideal candidate will have over 5 years experience in...
-
Procurement Risk Management Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Bupa Full timeJob Title: Procurement Risk Management SpecialistJob Summary:We are seeking a skilled Procurement Risk Management Specialist to join our team at Bupa. As a key member of our Procurement Centre of Excellence, you will play a critical role in identifying and mitigating risks associated with third-party suppliers.Key Responsibilities:Develop and implement risk...
-
Regulatory Engagement Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Regulator of Social Housing (RSH) Full timeJob Title:Regulatory Engagement SpecialistSummary:The Regulator of Social Housing (RSH) is seeking a Regulatory Engagement Specialist to join its multi-disciplinary frontline regulatory teams. As a key member of the team, you will play a crucial role in delivering effective engagement for assigned landlords, supporting colleagues in engaging with landlords,...
-
Risk Management Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Bank of Ireland Full timeCompliance ManagerAt Bank of Ireland, we are seeking a highly skilled Compliance Manager to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Develop and implement compliance policies and proceduresConduct regular risk...
-
Regulatory Engagement Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Regulator of Social Housing (RSH) Full timeJob Title: Senior Regulatory Engagement ManagerWe are seeking a Senior Regulatory Engagement Manager to join our team at the Regulator of Social Housing (RSH). As a key member of our frontline regulatory teams, you will play a crucial role in ensuring the effective regulation of social housing landlords.Key Responsibilities: Lead the delivery of effective...
-
Regulatory Compliance Officer
3 weeks ago
Bristol, Bristol, United Kingdom Emponics Full timeAbout the RoleWe are seeking a highly skilled Compliance and Governance Professional to join our team at Emponics, experts in the Financial Compliance industry focusing on the Motor Trade and Travel sectors.Key Responsibilities:Monitoring and maintaining regulatory compliance across the organizationDeveloping and implementing effective risk management...
-
Regulatory Affairs Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Computerworld Personnel Ltd Full timeRegulatory Affairs ConsultantStandardised pensionFree parkingLife InsuranceSick pay packageHybrid working modelWe are exclusively partnered with an expanding medical device business who are looking to acquire a QARA Consultant. This role will provide you with the opportunity to work with a wide variety of medical device businesses ranging from family...
-
Risk Management Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Bank of Ireland Full timeCompliance ManagerAbout the RoleWe are seeking a highly skilled Compliance Manager to join our team at Bank of Ireland. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesDevelop and implement compliance policies and proceduresConduct...
-
Regulatory Compliance Specialist
4 weeks ago
Bristol, Bristol, United Kingdom West Somerset Free Press Limited Full timeJob Title: Regulatory Compliance ManagerWest Somerset Free Press Limited is seeking a highly skilled Regulatory Compliance Manager to join our team. As a key member of our Privacy, Risk and Compliance department, you will be responsible for ensuring that our delivery of service meets FCA regulatory standards and contractual requirements.The successful...
-
Director of Commercial Risk Management
7 hours ago
Bristol, Bristol, United Kingdom Stack Recruitment Ltd. Full timeAbout the RoleWe are seeking a seasoned risk management professional to lead our commercial risk strategy and oversee the onboarding of large enterprise merchants. This is a pivotal role that requires collaboration with commercial, sales, and legal teams to assess and mitigate risks tied to enterprise clients.Key ResponsibilitiesManage the commercial risk...
-
Compliance Risk Manager
2 weeks ago
Bristol, Bristol, United Kingdom RAC Full timeAbout the RoleRAC is seeking a Compliance Advisory Manager to join our Governance, Risk and Compliance function. As a key member of the Compliance Advisory Team, you will provide expert advice, challenge, and input to our business divisions to ensure conduct and regulatory risks are appropriately evaluated and escalated.As a compliance business partner, you...