Regulatory Risk Manager

4 days ago


Bristol, Bristol, United Kingdom Action for Race Equality Full time
Compliance Advisory Role at Action for Race Equality

We are seeking an experienced Regulatory Risk Manager to join our team at Action for Race Equality. As a key member of our compliance department, you will be responsible for providing guidance and support to business units on compliance matters.

The successful candidate will have experience working in a 2nd line compliance role from a Wealth & Investments background and excellent analytical and problem-solving skills. They will also possess strong communication and interpersonal skills, as well as the ability to draft Compliance Oversight reports and other management reports.

In this role, you will work closely with HR to support the SMCR Regime and submit FCA Connect forms and Directory Persons as required. You will also conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks.

Maintaining a regulatory development log and providing business impact assessments and regulatory updates in a timely manner will be essential responsibilities. Additionally, you will support ongoing regulatory and change programs by acting as the FCA compliance expert.

Key Responsibilities:

  • Provide guidance and support to business units on compliance matters
  • Support the SMCR Regime
  • Conduct compliance themed advisory reviews
  • Maintain Regulatory development log
  • Support ongoing regulatory and change programs

Salary Range:

£65,000 - £80,000 per annum, depending on experience

Job Requirements:

  • Experience of working in a 2nd line compliance role from a Wealth & Investments background
  • Excellent analytical and problem-solving skills
  • Strong communication and interpersonal skills
  • Ability to draft Compliance Oversight reports and other management reports
  • Ability to create and deliver specific compliance training
  • Ability to maintain the FCA Reg Data and FCA Connect requirements

About Us:

Action for Race Equality is a leading charity dedicated to promoting equality and addressing racial disparities. We believe that everyone deserves equal opportunities and treatment, regardless of their race or ethnicity.

Why Join Us:

We offer a dynamic and inclusive work environment, competitive salary and benefits package, and opportunities for professional growth and development. If you share our values and are passionate about making a difference, we encourage you to apply for this exciting opportunity.



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