Regulatory Specialist for Solicitors

2 weeks ago


Plymouth, Plymouth, United Kingdom Legal Southwest Full time
Key Responsibilities
  1. Regulatory Compliance: Ensure compliance with SRA rules, regulations, and codes of conduct, staying up-to-date with any changes in legislation or regulatory requirements that affect our firm.
  2. Anti-Money Laundering (AML): Manage our AML procedures, including conducting regular risk assessments, ensuring client due diligence checks are completed correctly, and monitoring the effectiveness of our AML controls.
  3. File Management: Supervise and audit client files to ensure they are being managed in accordance with legal and regulatory standards, implementing corrective actions where necessary.

The successful candidate will have excellent communication skills, be able to work effectively in a fast-paced environment, and have a strong attention to detail. If you are a motivated and experienced professional looking for a new challenge, please apply for this exciting opportunity.



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