Compliance Manager for Alternative Investments
4 days ago
Role Overview
Maldon Partners seeks an experienced Senior Compliance Officer to cover maternity leave on a 15-month contract. The ideal candidate has a strong background in the Alternatives Space, specifically CLOs, Private Equity, or Real Estate.
The Senior Compliance Officer will be responsible for assisting the Chief Compliance Officer in administering compliance frameworks across all business lines. This includes timely submissions of regulatory reports, maintaining and updating Compliance Manuals, performing Compliance Monitoring Programs, and supporting personal dealing policies and procedures.
Liaising with departments to ensure regulatory requirements are met is crucial. This includes AML due diligence, counterparty KYC requests, and deal-related regulatory filings. Additionally, reviewing promotional materials for approval by the CCO and assisting with Board pack preparation are essential duties.
The successful candidate will have experience in Generalist Compliance, with a minimum of 6 years' experience. In-depth knowledge of Alternative Investments, particularly CLOs, Private Equity, or Real Estate, is required. Previous experience working with Institutional clients is also necessary.
A salary of £500-£700 per day, depending on experience, is offered along with hybrid working arrangements.
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