Compliance and Regulatory Affairs Lead
6 days ago
Funds-Axis is a young, fast-growing Regulatory Technology (RegTech) business combining deep regulatory knowledge and best of breed technology to deliver excellent customer service to our clients and partners.
Company OverviewOur clients are leading global asset managers, administrators, and depositary banks to whom we provide investment compliance and regulatory reporting services. This market is growing strongly, reflecting increasing regulatory demands and the need for technology solutions.
Salary RangeWe are offering a competitive salary range of £60,000 - £70,000 per annum, based on experience and qualifications.
ResponsibilitiesThe successful candidate will be responsible for managing all day-to-day aspects of the Funds-Axis technology solution and client relationship for a portfolio of clients, including:
- Regulatory rules
- Investment compliance
- Scheme mandates
- Scheme and Portfolio Liquidity
- AIFMD Annex IV reporting
- Cash Flow Monitoring
Additionally, the successful candidate will perform daily processes to a high standard, including data upload and exception investigation, governance over successful completion of processes, investigating compliance results, client daily reporting via daily dashboard, and daily data quality checking in Highwire.
Required Skills and QualificationsThe successful candidate will have strong experience in coding and testing investment guidelines.
BenefitsWe offer a range of benefits, including healthcare and life insurance, progressive maternity and paternity pay, work with a great team, travel opportunities, work with leading international finance companies, first-class training package, excellent career progression opportunities, and free, secure city centre parking onsite.
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