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Financial Services Auditor Specialist

1 month ago

London, Greater London, United Kingdom Northern Trust Full time
About Northern Trust

Northern Trust is a globally recognized financial institution with over 130 years of experience, providing innovative financial services and guidance to the world's most successful individuals, families, and institutions. With a strong commitment to service, expertise, and integrity, we serve our clients using leading technology and exceptional service.

Job Description

We are seeking an Associate Auditor to join our Audit Services function, focusing on audits of Northern Trust's asset servicing activities. The Asset Servicing and International (ASI) Audit Team within Audit Services provides assurance on Northern Trust's middle and back office operations, including core banking and asset servicing. As an Associate Auditor, you will work with the team to execute audit engagements of a global nature, evaluating internal controls and determining audit scope and testing approach.

The role offers an excellent opportunity for the successful candidate to contribute to the enhancement and further growth of the global Audit Services team. You will:

  • Evaluate the adequacy and effectiveness of internal controls
  • Determine the audit scope and audit testing approach, in conjunction with the Auditor In Charge and Audit Manager
  • Apply analytical skills to review information and determine potential control weaknesses
  • Execute test steps to assess the design and operating effectiveness of the control and/or control environment
  • Document high-quality summaries of findings for review
  • Participate in meetings with business units to communicate audit results and validate findings with business management
  • Apply data analytics methods to facilitate the evaluation of risks and controls
Requirements

To be successful in this role, you will need:

  • A College or University degree and/or entry-level auditing experience in a financial institution
  • Knowledge of auditing in the financial services industry and related work experience
  • Professional certifications (e.g., CRCM, CIA, CPA) and/or an MBA along with demonstrated knowledge in select areas (e.g., regulatory compliance, risk management, etc.)
  • Analytical and organizational skills to conduct audits
  • Excellent verbal and written communication skills, including report writing
  • Results-oriented, focused on completing projects timely and of high quality
Compensation

The estimated salary for this role is $65,000 - $85,000 per year, depending on location and experience.