Auditor - Financial Services

1 month ago


London, Greater London, United Kingdom Northern Trust Full time

About Northern Trust:

Northern Trust is a globally recognized financial institution that has been in continuous operation since 1889. Our company has been recognized for its commitment to service, expertise, and integrity, and we remain dedicated to helping our clients achieve their goals.

Job Description:

We are seeking an experienced Auditor to join our AML/financial crime audit team in the UK or Ireland. As an Auditor, you will be responsible for supporting internal audit activity across our global footprint, including our Wealth Management, Asset Management, and Asset Servicing businesses. You will also be working closely with stakeholders across the three lines of defense as part of audit engagements and on an ongoing basis.

Key Accountabilities:

  1. Act as subject matter expert on BSA/AML/OFAC Compliance related risks and have a solid understanding of systems and controls to manage these within large financial institutions.
  2. Support the planning, fieldwork, and reporting phases of AML/financial crime audits.
  3. Identify and assess AML/financial crime risks and controls in the context of the firm's business activities.
  4. Assess adherence to applicable regulatory requirements and internal policies and standards.
  5. Test/validate audit findings have been fully remediated upon closure.
  6. Ensure documentation supporting control testing is maintained to a high standard in accordance with internal audit methodology.
  7. Write clear and impactful reports communicating observations, risks, recommendations and agreed management actions arising from audit work.
  8. Presentation of status updates on audit activity or other topics to management.
  9. Build strong relationships with stakeholders across the three lines of defense as part of audit engagements and on an ongoing basis.
  10. Keep abreast of regulatory changes and industry best practice.

Why Join Us:

The salary for this role is estimated to be around £55,000 - £65,000 per annum, depending on experience. In addition to a competitive salary, we offer a range of benefits, including flexible working arrangements, professional development opportunities, and a comprehensive pension scheme. We are committed to creating a diverse and inclusive workplace where everyone feels valued and supported.

],

  • London, Greater London, United Kingdom Aether Financial Careers Full time

    Audit Expertise WantedAther Financial Careers is seeking a skilled Semi Senior Auditor to join their Audit & Accounts Department in the City of London. As an experienced auditor, you will be responsible for performing a mix of audit and accountancy work, working closely with senior staff to deliver high-quality services to our clients.About the RoleThis is...


  • London, Greater London, United Kingdom BDO LLP Full time

    Financial Services Auditor RoleWe are seeking a highly skilled and experienced Financial Services Auditor to join our team in London.As a Financial Services Auditor at BDO, you will be responsible for conducting audits of financial institutions, ensuring compliance with regulatory requirements and industry standards. You will also collaborate with senior...

  • Chartered Auditor

    1 week ago


    London, Greater London, United Kingdom Aether Financial Full time

    Chartered Auditor Job OpportunityWe are seeking a Chartered Auditor to join our team in the City of London. As a Chartered Auditor, you will be responsible for leading audits, developing client relationships, and contributing to the growth of the firm.The ideal candidate will have a proven track record of success in auditing and a strong understanding of...


  • London, Greater London, United Kingdom Tussell Limited Full time

    Financial Services AuditorWe are seeking a talented Financial Services Auditor to join our team. As a Financial Services Auditor, you will be responsible for preparing meticulous audit documents using the latest software and methodologies.You will also have the chance to develop a deep understanding of financial statements, including balance sheets, income...


  • London, Greater London, United Kingdom Eames Consulting Full time

    Job DescriptionWe are seeking an experienced auditor to join our team as a Financial Services Auditor. The successful candidate will be responsible for conducting risk-based audits for areas such as claims, underwriting, and other areas.This is a hybrid role working 3 days a week in the office, allowing for flexibility and work-life balance. You will have...


  • London, Greater London, United Kingdom Eames Consulting Full time

    Eames Consulting seeks a Financial Services Auditor to join our team. As a hybrid role, this position involves working 3 days a week in the office to conduct risk-based audits for areas such as claims and underwriting.We are looking for someone with experience from a Big4 firm or currently working as an internal auditor within a financial services...


  • London, Greater London, United Kingdom Austin Rose Associates Limited Full time

    As a Financial Services Auditor at Austin Rose Associates Limited, you will be responsible for preparing year-end accounts and management accounts. You will also plan and complete smaller audits, as well as prepare corporation tax.Preparation of year-end accounts and management accountsPlanning to completion on smaller auditsPreparation of corporation taxYou...


  • London, Greater London, United Kingdom The Emerald Group Full time

    About the RoleWe are looking for an experienced Financial Services Auditor to join our team in London. As an auditor, you will be responsible for conducting audits of financial institutions and providing recommendations for improvement.Key Responsibilities:Attend pre-assignment discussions with the audit teamProvide on-the-job training to junior members of...


  • London, Greater London, United Kingdom ENGINEERINGUK Full time

    Job DescriptionWe are seeking a highly motivated and experienced Financial Services Auditor to join our team. As a key member of our audit team, you will be responsible for conducting thorough and accurate audits of our financial systems and processes. This will involve analyzing data, identifying areas for improvement, and implementing changes to enhance...


  • London, Greater London, United Kingdom Tbwa ChiatDay Inc Full time

    Job Summary: We are seeking an experienced Auditor to join our team, responsible for executing audits and ensuring the integrity of our financial systems. The ideal candidate will have a strong background in technology auditing, with experience working in a regulated financial services environment.The successful candidate will be responsible for planning and...


  • London, Greater London, United Kingdom Adecco UK Full time

    Adecco UK is seeking a Financial Services Auditor to join their team on a 6-month contract basis. As a Market Risk Auditor, you will be responsible for validating issues and assessing risk within traded markets. With a competitive salary starting at £113,000 per annum, plus extensive benefits, this role is not to be missed.About the BenefitsThis role offers...


  • London, Greater London, United Kingdom Revolut Ltd Full time

    We are looking for a highly skilled Financial Services Auditor to join our team at Revolut Ltd. As a Financial Services Auditor, you will play a critical role in ensuring the integrity and effectiveness of our internal control processes.About the JobYou will be responsible for developing and executing audit programs under internal audit policies, procedures,...


  • London, Greater London, United Kingdom BDO UK LLP Full time

    We are seeking a Financial Services Auditor to join our team in BDO UK LLP. As a key member of our FS Audit team, you will play a vital role in providing quality assurance to the businesses we work with across the financial services industry.The ideal candidate will have ACA/ICAS qualification or overseas equivalent and good working knowledge of UK and...


  • London, Greater London, United Kingdom Grant Thornton UK LLP Full time

    We are seeking an experienced Pensions Internal Auditor to join our Financial Services Business Risk Services team. The ideal candidate will have excellent communication (written and verbal) skills, as well as demonstrable experience in pensions start-to-end internal audit gained within the Financial Services sector.The successful candidate will work on...


  • London, Greater London, United Kingdom BMO Full time

    As a Financial Services Auditor, you will play a critical role in ensuring the integrity of BMO Capital Markets' control environment. This includes maintaining a library of applicable regulations, including associated compliance controls, and executing a risk-based monitoring and testing programme.The successful candidate will have a strong eye for detail...


  • London, Greater London, United Kingdom BDO LLP Full time

    About the RoleAs a Senior Financial Services Auditor at BDO LLP, you will play a key role in delivering high-quality audits to clients within the financial services sector. This includes asset management, capital markets, banking, and retail finance and insurance sectors.We are seeking an experienced auditor with a strong knowledge of UK and International...


  • London, Greater London, United Kingdom The Emerald Group Full time

    The Emerald Group is seeking a Financial Services Auditor to join our team. This role will involve working on various audit assignments, mentoring junior members, and ensuring compliance with International Standards on Auditing (ISAs).Key ResponsibilitiesAttend pre-assignment discussions with the audit team.Provide on-the-job training to junior members of...


  • London, Greater London, United Kingdom The Emerald Group Full time

    Job Title: Senior Financial Services AuditorWe are seeking a highly skilled Senior Financial Services Auditor to join our team at The Emerald Group.About the Role:The ideal candidate will have 3-5 years of relevant experience, ideally gained in a professional services environment or business with a focus on insurance / reinsurance companies or financial...


  • London, Greater London, United Kingdom REACH INTERNATIONAL INC Full time

    Senior Financial Services Auditor PositionWe are seeking a highly skilled and experienced auditor to join our team as a Senior Financial Services Auditor. The successful candidate will have a strong background in Investment Management, Funds, and/or Private Equity auditing and will be responsible for supervising audit staff, managing engagement economics,...


  • London, Greater London, United Kingdom Miryco Consultants Ltd Full time

    Job DescriptionMiryco Consultants Ltd is seeking a quality assurance auditor with experience in internal audit and financial services to join their team.The ideal candidate will have 3-5 years of QA experience, preferably within an investment bank. They will be responsible for conducting case reviews, building relationships with Third Party Administrators,...