Compliance Monitoring Director
4 weeks ago
Your new company is dedicated to upholding the highest standards of compliance and adherence to regulations. As a leading insurance firm, they take pride in their integrity, transparency, and commitment to their clients. They are seeking a dynamic and experienced Compliance Monitoring Director to join their team and ensure that operations remain consistently compliant with all relevant laws and regulations.
Your new role- Lead and manage the Compliance Monitoring team to ensure effective oversight of all compliance activities.
- Develop and implement comprehensive compliance monitoring programs.
- Conduct regular audits and assessments to identify potential compliance risks and areas for improvement.
- Collaborate with various departments to ensure compliance with internal policies and external regulations.
- Provide expert advice and guidance on compliance matters to senior management and staff.
- Prepare and present detailed reports on compliance activities and findings to the Board of Directors.
- Stay up-to-date with regulatory changes and industry best practices to ensure the firm's compliance framework remains robust and effective.
- Experience of working in Policy Advisory/Monitoring/Remediation/Assurance across different aspects of financial services/financial markets.
- Strong knowledge of FCA requirements specifically relating to health, benefits and life products, within both ICOBs and COBs.
- Good knowledge of FCA requirements in relation to investment, pension and mortgage products.
- Strong experience of developing monitoring frameworks.
- Leading a compliance team.
- Strong knowledge of regulatory requirements and compliance best practices.
- Salary up to £100,000.
- 25 days holiday (plus bank holidays), pro-rated for part year service.
- Contributory pension scheme - 4% employer contribution and 5% employee contribution.
- Income protection.
- Access to a Healthcare Cashplan.
- Discounts on gym membership across the UK.
- Salary sacrifice schemes - Travel Insurance, Cycle to Work, car leasing, technology purchase.
- Access to discounted personal health policies - Critical illness, private medical, dental plans.
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Compliance Monitoring Director
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