Senior Compliance Officer
2 weeks ago
Job Title: Senior Compliance Officer
Location: Hybrid
Salary: Competitive
Hours: Full time, permanent
Overview:
We are seeking an experienced Compliance professional to join our team as Senior Compliance Officer. This is an exceptional opportunity to contribute your skills to a respected and growing business.
The Role:
As the successful Senior Compliance Officer, you will play a pivotal role in the business, incorporating a range of compliance matters including:
- Supporting the team and wider business with client due diligence (CDD) / know your client (KYC) to ensure compliance with Money Laundering Regulations and internal control documents.
- File management to ensure files are opened, maintained, supervised, and closed in line with legal practice standards and internal control documents.
- Assisting the Risk and Compliance Manager with risk management within the business to ensure risks are effectively identified, managed, and monitored as far as possible.
- Being responsible for the overall audit process within the business to ensure compliance with regulatory requirements and internal control documents.
- Contributing to continuous improvement of the systems and controls in place for effective compliance to ensure they are up-to-date and relevant.
- Handling internal incidents, and where necessary complaints, in accordance with regulatory requirements and internal control documents.
- Responding to complex/high risk internal compliance queries.
- Supporting with internal compliance training to ensure material is up-to-date and relevant.
About You:
- 3 or more years proven experience of working in a risk or compliance role within a regulatory environment at officer level or higher.
- Proven experience in the areas of anti-money laundering and data protection.
- Applying, and assessing the impact on the business of, legislation, regulation and/or best practice standards.
- Conducting audits and implementing continuous improvement, including development and review of internal systems.
- Designing and delivering internal training and presentations.
- Undertaking due diligence in complex and/or high-risk matters.
Benefits:
- Competitive salary.
- Hybrid working arrangements.
- 25 days holiday.
- Free on-site parking.
- Life assurance.
- Healthcare plan.
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