Compliance and Audit Expert
5 days ago
As a global leader in finance and risk management, we are committed to excellence and innovation. Our team of experts works tirelessly to ensure that our operations are transparent, efficient, and effective, and we are now seeking a highly skilled Compliance and Audit Expert to join our ranks.
Salary and BenefitsWe offer a competitive salary of £70,000 - £90,000 per annum, depending on experience, plus a comprehensive benefits package including health insurance, pension scheme, and generous holiday allowance.
Job DescriptionThe Compliance and Audit Expert will be responsible for leading architectural reviews involving a holistic assessment of an activity, process, and their associated risks and controls. This includes assessing the design and execution of Level 1 controls to ensure these are adequately designed and executed to cover the risks and meet the objectives of the Control Needs.
- Key Responsibilities:
- Leading architectural reviews involving a holistic assessment of an activity, process, and their associated risks and controls.
- Assessing the design and execution of Level 1 controls to ensure these are adequately designed and executed to cover the risks and meet the objectives of the Control Needs.
- Preparation of the annual roadmap follows Group Instructions and is completed through gathering and analyzing data from various sources.
- Identification and improvement: coordination with Group Central/Regional/Local Team in charge of level 2 mission to have a global view of our processes.
- Liaising with external audit, internal audit, and other Level 2 control functions.
The ideal candidate will have relevant experience in a financial services institution or professional services firm, in a control function (Internal audit, LOD2/Level 2 finance controls, etc.). They will also possess excellent knowledge of regulatory production/reporting (ICAAP, ILAAP, COREP, Recovery Resolution, Liquidity metrics, etc.) and demonstrated experience working in a regulated environment [Financial Conduct Authority (FCA), Prudential Regulatory Authority (PRA), Bank of England, and the European Central Bank (ECB)].
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