Global Regulatory Compliance Expert

1 month ago


London, Greater London, United Kingdom Tbwa ChiatDay Inc Full time
Regulatory & Compliance EMEA Role Overview

The iCapital team is seeking an experienced Senior Vice President to join the Global Regulatory and Compliance Team in London, with a strong background in cross-border regulatory activities. This role will be instrumental in assisting the firm's growth strategy within the UK and EU regions.

About the Job

This senior leadership position requires a seasoned professional with extensive knowledge of regulatory compliance and internal controls for asset management businesses. You will work closely with the Senior Management team to develop and maintain a strong partnership, anticipating business needs and proactively engaging in strategic decisions to ensure we operate within the rules and regulations.

  • You will lead the development of a compliance strategy and guidelines to support iCapital's growth across the UK and EU/EEA in a sustainable and compliant manner, as well as support expansion into the Middle East region.
  • You will act as the main point of contact with regulatory bodies and engage with relevant stakeholders to manage inspections and audits.

To succeed in this role, you will require a strong understanding of FCA and PRA regulations, FSMA, AIFMD, MIFIDII, CBDF, PRIIPS, LTAF, and ELTIF. In addition, you will need to have excellent communication skills, with mother-tongue/native-level English language proficiency.

Qualifications and Experience
  • A minimum of 10 years of experience in regulatory law, gained from private practice and/or in-house roles in the asset management/investment funds industry.
  • In-depth knowledge of cross-border regulatory issues, compliance, and risk management in the UK and EMEA regions, including significant experience with UK and EU/EEA rules applicable to iCapital's business.
  • Possess excellent analytical and problem-solving skills, with the ability to interpret complex regulatory obligations and communicate results effectively to stakeholders.
Benefits Package

iCapital offers a comprehensive benefits package, including a competitive salary (£120,000 - £180,000 per annum), annual performance bonus, and equity options for all full-time employees. Additionally, the company provides healthcare with 100% employer-paid health insurance, generous paid time off (PTO), and other attractive perks.



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