Regulatory Operations Specialist
1 day ago
Job Summary
We are seeking a Financial Markets Regulatory Expert to join our team in London. As a key member of our Regulatory Operations division, you will be responsible for ensuring the firm's compliance with non-financial regulatory reporting obligations.
The ideal candidate will have a strong understanding of financial markets, regulatory landscape and associated processes, including the lifecycle of a trade.
About the Role
This role involves collaborating with multiple stakeholders to improve the firm's compliance rates across various obligations.
You will contribute to the execution of non-financial regulatory reporting obligations and develop subject matter expertise.
Additionally, you will perform analysis to detect anomalies in the reporting data, investigate reporting issues and advise on regulatory risk and requirements.
Key Responsibilities
- Contribute to the development of strategic control frameworks for Regulatory Operations.
- Perform verification, validations and testing of the data provided by Engineering prior to submission.
- Actively participate in large-scale regulatory reporting implementation projects.
- Analyze internal client and external regulatory inquiries.
Requirements
- Bachelor's degree with experience in financial services.
- Self-motivated and proactive team player, who takes ownership and accountability of projects.
- Flexible and able to work well under pressure in a team environment.
- Proficiency in Microsoft Office applications.
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