Compliance Support Specialist
3 weeks ago
In this role, you will support our Independent Financial Advisors (IFAs) and Senior Paraplanners by preparing high-quality suitability reports. Your key responsibilities will include Suitability Report Preparation, Compliance and Record Maintenance, and Client Service and Support.
Suitability Report Preparation:
Prepare high-quality suitability reports for clients. Ensure all reports are accurate and meet regulatory requirements.
Compliance and Record Maintenance:
Maintain accurate records of client interactions and reports. Ensure all documents are up-to-date and compliant with regulations.
Client Service and Support:
Assist in managing client inquiries and provide excellent customer service. Work closely with the administrative team to ensure smooth communication and efficient service.
We estimate this role comes with an annual salary around £30,000 depending on experience.
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