Compliance and Advisory Support Specialist
3 weeks ago
We are seeking a highly skilled Compliance and Advisory Support Specialist to join our team at Heat Recruitment. This role involves providing vital support to our Financial Advisors by ensuring compliance with financial regulations and providing expert advice on financial products and services.
The successful candidate will have a strong knowledge of FCA guidelines and regulations, as well as previous experience in a paraplanning, financial planning, or advisory support role. They will be responsible for analysing client portfolios, identifying areas for improvement or opportunities for growth, and preparing detailed financial plans and recommendations tailored to client needs.
Key Responsibilities:
- Analyse client portfolios and identify areas for improvement or opportunities for growth.
- Prepare detailed financial plans and recommendations tailored to client needs.
- Ensure all financial plans and recommendations meet FCA regulatory requirements.
Requirements:
- Diploma in Regulated Financial Planning (Level 4) or working towards it
- Previous experience in a paraplanning, financial planning, or advisory support role
- Strong knowledge of FCA guidelines and regulations
We offer a competitive salary of up to £45,000 DOE, a hybrid working pattern, and a location in Leeds. If you are a motivated and detail-oriented individual with a passion for financial planning, we would love to hear from you.
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