Regulatory Compliance Specialist

4 weeks ago


London, Greater London, United Kingdom Network IT Full time
Job Title: Technology Regulation / Assurance Specialist

Network IT is currently recruiting for a Technology Regulation / Assurance Specialist to join a financial services client of ours on a 12-month initial contract.

This is a key role with our banking client, who are currently undergoing a lot of modernisation activity within their technology areas. You would be working within a newly formed team, to help ensure adherence and compliance with regulations (such as PRA).

Our client has a couple of projects in mind specifically:

  1. Implementing a regulation register toolset to help plan, monitor and eliminate risks for non-compliance.
  2. Setting up an assurance plan for IT, in the midst of a large amount of IT transformation and modernisation.

Key Responsibilities:

  1. Develop and implement regulatory compliance strategies to ensure adherence to PRA requirements.
  2. Conduct risk assessments and develop mitigation plans to address potential non-compliance risks.
  3. Collaborate with IT teams to implement assurance plans and ensure effective risk management.
  4. Provide guidance and support to ensure compliance with regulatory requirements.

Requirements:

  1. Must have a background in financial services (global or international banking preferably), in regulatory compliance / controls / assurance / audit.
  2. Strong knowledge of PRA requirements for Third Party Risk Management, outsourcing, operational resilience, continuity.
  3. Background in IT Regulatory controls, compliance and assurance.
  4. Strong knowledge of Assurance Planning for IT and technology projects specifically.
  5. Knowledge of toolsets that could support the implementation of a regulation register (e.g., ServiceNow).


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