Compliance Monitoring Director

2 weeks ago

Bristol, Bristol, United Kingdom Atomos Investments Limited Full time
Senior Compliance Monitoring Manager

Career

This is an exceptional opportunity for an experienced compliance professional to take on a leadership role. Ideal for those with a strong background in compliance or auditing and a proven track record of success.

About the Role

As the Senior Compliance Monitoring Manager, you will report directly to the Head of Compliance. You will oversee the Annual Compliance Monitoring Plan, ensuring that all regulatory requirements are met and the company adheres to internal policies. The primary purpose of this role is to monitor and evaluate compliance activities, identify risks, and implement corrective actions.

Key Responsibilities

  • Lead with Vision: Manage and guide the compliance monitoring team to deliver a consistent and effective compliance monitoring programme.
  • Strategic Planning: Develop and implement comprehensive compliance monitoring plans, identifying and assessing potential compliance risks.
  • Thorough Audits: Conduct and oversee regular audits and reviews to ensure regulatory adherence, and implement mitigation strategies as needed.
  • Insightful Reporting: Prepare and present detailed compliance reports to senior management, providing valuable insights and recommendations.
  • Stakeholder Engagement: Foster strong relationships between the Compliance Monitoring team and key stakeholders, ensuring seamless collaboration.
  • Stay Ahead: Keep abreast of regulatory changes and ensure our compliance monitoring framework remains aligned and agile.

Requirements

  • Proven experience in compliance monitoring and auditing within financial services.
  • Strong understanding of regulatory requirements and compliance standards.
  • Good leadership and management skills to inspire and guide a team.
  • Analytical mindset with the ability to identify and mitigate risks.
  • Strong communication and report-writing skills.
  • Relevant qualifications in compliance or a related discipline are preferred.

What We Offer

  • Competitive Pension Scheme - we contribute 6%, you 3%
  • 26 days holiday plus bank holidays
  • Private Medical Insurance
  • Life Assurance (4x)
  • Group Income Protection
  • Work From Anywhere policy

Our agile working environment means you may engage in various tasks and projects, which keeps work interesting and allows for personal development.

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