Regulatory Compliance Specialist

3 weeks ago


Glasgow, Glasgow City, United Kingdom Ashurst Full time
Job Summary

Ashurst is a leading global law firm with a rich history spanning over 200 years. We are proud of our heritage and are future-focused, having expanded into new technologies through our NewLaw division, Ashurst Advance, and our consulting arm. Our in-depth understanding of our clients and commitment to providing excellent standards of service have seen us become a trusted adviser to local and global corporates, financial institutions, and governments in all areas of commercial law.

Key Responsibilities
  • Discharge the legal obligation of the firm's lawyers to carry out financial crime and sanctions risk assessments on their clients and matters.
  • Ensure the firm meets its anti-money laundering and counter terrorist financing obligations worldwide.
  • Contribute to strategy planning for the efficient running of the team and delivery of a quality service to the wider business.
  • Contribute to the professional development of Risk Officers and Senior Risk Officers.
Business as Usual
  • Ensure all activities and duties are carried out in full compliance with our regulatory requirements and internal policies.
  • Address complex aspects of implementation of firm's AML/ABC compliance policies, raise process improvements, and actively lead on implementation and training.
  • Research relevant information sources and international databases to compile the documentation needed to verify the identity of clients of the firm and other relevant entities.
  • Analyse sufficiency of identity documentation in the context of global firm policy, local anti-money laundering laws, and regulations in the various jurisdictions in which we operate.
Project Work and Control Function
  • Work with senior members of Financial Crime & Risk team on various live projects as required.
  • Suggest new project work as required and lead on project planning and implementation if approved by manager.
  • Lead and direct other team members on various live projects as required.
Requirements
  • 5 years' experience in Anti-Money Laundering in the professional or financial services sector.
  • Knowledge of AML/CTF obligations.
  • Degree qualified in Law, Risk Management, Business, Politics, Economics, or related discipline.
  • Ability to read and understand policy and local legislation from across the 18 jurisdictions in which we operate.
  • Flexible, versatile, and able to adapt to new situations, processes, and technology.
  • Keen interest in learning about the firm-wide legal practices and its clients.
  • Good PC skills and experience working with Microsoft Word and Excel.
  • Knowledge of international sanctions regulatory work.


  • Glasgow, Glasgow City, United Kingdom VRS Regulatory Full time

    Exciting Opportunity for a Regulatory Affairs ProfessionalVRS Regulatory, a leading specialist scientific recruiter, is seeking a highly motivated and detail-oriented Regulatory Affairs Officer to join our team. As a key member of our Regulatory Affairs and Risk Assessment division, you will play a crucial role in supporting our clients in the chemicals,...


  • Glasgow, Glasgow City, United Kingdom VRS Regulatory Full time

    Exciting Opportunity for a Regulatory Affairs ProfessionalVRS Regulatory, a leading specialist scientific recruiter, is seeking a highly motivated and detail-oriented Regulatory Affairs Officer to join our team. As a key member of our Regulatory Affairs and Risk Assessment division, you will play a crucial role in supporting our clients in the chemicals,...


  • Glasgow, Glasgow City, United Kingdom VRS Regulatory Full time

    Ecotoxicology Risk Assessment SpecialistWe are seeking an experienced Ecotoxicology Risk Assessment Specialist to join our Chemical Regulatory science team at VRS Regulatory. As a key member of our team, you will be responsible for developing data, risk assessments, and producing the ecotoxicology section of registration dossiers to support Active Substance...


  • Glasgow, Glasgow City, United Kingdom VRS Regulatory Full time

    Ecotoxicology Risk Assessment SpecialistWe are seeking an experienced Ecotoxicology Risk Assessment Specialist to join our Chemical Regulatory science team at VRS Regulatory. As a key member of our team, you will be responsible for developing data, risk assessments, and producing the ecotoxicology section of registration dossiers to support Active Substance...


  • Glasgow, Glasgow City, United Kingdom CV Library Full time

    Compliance and Regulatory Risk Management SpecialistThis is a fantastic opportunity to work in a dynamic, growing company where you can make a real impact on how our client handles compliance. As they expand, you'll have the chance to grow and shape your role. If you're detail-driven and passionate about compliance and risk management, this is the role for...

  • Banking Associate

    3 weeks ago


    Glasgow, Glasgow City, United Kingdom caia - Jobboard Full time

    Job Summary:We are seeking a highly motivated and detail-oriented Banking Associate to join our Client Onboarding and Regulatory Services team in Glasgow. As a key member of our AML/KYC Refresh team, you will play a critical role in ensuring the firm's clients are properly onboarded and compliant with regulatory requirements.The ideal candidate will have...


  • Glasgow, Glasgow City, United Kingdom Search Consultancy Full time

    Compliance and Regulatory Risk Management RoleFantastic opportunity for a detail-driven Compliance and Regulatory Risk Manager to join our client in Glasgow City Centre. This is a great chance to work in a dynamic, growing company where you can make a real impact on how our client handles compliance.Key Responsibilities:Assess the effectiveness of controls...


  • Glasgow, Glasgow City, United Kingdom Robert Walters Workforce Consultancy Full time

    Job DescriptionFinance Regulatory Specialist (Liquidity Reporting)Hybrid working with 3 days per week in the officeUp to £44.04 per hour (+ holiday pay)12-month contractOur client, a leading company in the field of workforce consultancy, is seeking a highly skilled Finance Regulatory Specialist to join their growing Liquidity Reporting team. This role...


  • Glasgow, Glasgow City, United Kingdom Iberdrola SA Full time

    Job Title: Regulatory Policy SpecialistJob SummaryWe are looking for a highly skilled Regulatory Policy Specialist to join our Customer Business Regulation Team at ScottishPower, a leading energy company part of the Iberdrola Group. The successful candidate will have experience in shaping the regulatory environment and influencing policy to support business...


  • Glasgow, Glasgow City, United Kingdom Systal Technology Solutions Full time

    Compliance and Risk Management SpecialistSystal Technology Solutions is seeking a highly skilled Compliance and Risk Management Specialist to join our Business Support team. This role is responsible for leading and performing ISO 9001/27001 Internal Audits, ensuring compliance with regulatory requirements and industry standards.Key Responsibilities:Lead and...


  • Glasgow, Glasgow City, United Kingdom HSE Health and Safety Executive Full time

    As a key member of the HSE Health and Safety Executive team, you will lead and manage Multi Disciplinary Teams (MDTs) of regulatory partners to scrutinise building control applications and ensure compliance with regulatory requirements and standards. You will be responsible for assessing compliance and making efficient decisions to ensure effective...


  • Glasgow, Glasgow City, United Kingdom Amazon Full time

    The Sr WHS Manager will be responsible for partnering with site operations teams to execute company WHS policies and ensure compliance with all applicable local and regional regulations. By leveraging lean principles and Kaizen, you will lead continuous improvement initiatives to reduce conditional and ergonomic risk in our processes to ensure a safe and...


  • Glasgow, Glasgow City, United Kingdom Barclays Full time

    Unlock Your Potential with BarclaysAre you a recent graduate or soon-to-be graduate looking to launch your career in compliance? Look no further than Barclays, where you'll have the opportunity to develop your skills and knowledge in a dynamic and supportive environment.Why Choose Barclays?Gain hands-on experience in risk management and complianceDevelop a...


  • Glasgow, Glasgow City, United Kingdom Hatched Recruitment UK Full time

    Job Title: Gas Compliance Officer - Regulatory ExpertJob Summary: We are seeking a skilled Gas Compliance Officer to oversee gas safety across sites in the Rosyth region. This role is integral to ensuring compliance with safety standards and supporting the efficient delivery of gas-related maintenance and projects.Main Responsibilities:Conduct quarterly site...


  • Glasgow, Glasgow City, United Kingdom Lutine Bell Full time

    Lead Compliance and Conduct SpecialistCompany: Lutine BellLocation: GlasgowJob Type: Compliance, Financial Crime, Risk ManagementLutine Bell is supporting a leading SME bank in Glasgow, seeking a Head of Conduct, Compliance & Financial Crime. The ideal candidate will:Ensure the bank maintains regulatory compliance and fitness.Act as a key representative for...


  • Glasgow, Glasgow City, United Kingdom Lutine Bell Full time

    Lead Compliance and Conduct SpecialistCompany: Lutine BellLocation: GlasgowJob Type: Compliance, Financial Crime, Risk ManagementLutine Bell is supporting a leading SME bank in Glasgow, seeking a Head of Conduct, Compliance & Financial Crime. The ideal candidate will:Ensure the bank maintains regulatory compliance and fitness.Act as a key representative for...


  • Glasgow, Glasgow City, United Kingdom Dentons Full time

    About the RoleWe are seeking a highly skilled Conflicts and Compliance Specialist to join our Risk and Compliance team at Dentons.Key ResponsibilitiesReview and clear medium to high complexity conflict checks, ensuring compliance with applicable legislative requirements and managing risk across the Dentons network.Adhere to Dentons' internal compliance...


  • Glasgow, Glasgow City, United Kingdom Dentons Full time

    About the RoleWe are seeking a highly skilled Conflicts and Compliance Specialist to join our Risk and Compliance team at Dentons.Key ResponsibilitiesReview and clear medium to high complexity conflict checks, ensuring compliance with applicable legislative requirements and managing risk across the Dentons network.Adhere to Dentons' internal compliance...


  • Glasgow, Glasgow City, United Kingdom esure Group Full time

    Compliance Manager Job DescriptionAs a key member of the esure Group team, you will play a pivotal role in ensuring the company's systems and processes align with regulatory requirements. Your expertise in financial crime and compliance will be instrumental in maintaining robust controls and promoting a strong compliance culture.Key Responsibilities:Stay...

  • Compliance Specialist

    2 weeks ago


    Glasgow, Glasgow City, United Kingdom Rise Technical Recruitment Limited Full time

    Job Title: Compliance SpecialistLocation: Central belt of ScotlandJob Type: Full-timeSalary: £38,000 - £40,000 per annumBenefits: Car & Fuelcard + Overtime + Pension + Healthcare + Life Assurance + Training + Career Progression + Excellent Company BenefitsRise Technical Recruitment Limited is seeking a Compliance Specialist to join their team. As a...