Compliance Manager

1 month ago


High Wycombe, Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full time

We are seeking a highly skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The ideal candidate will have strong knowledge of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002, and the Lexcel Standard.

The successful candidate will be responsible for:

  • Handling client complaints and liaising with the Legal Ombudsman or SRA as necessary
  • Achieving and maintaining the Lexcel Standard
  • Supporting the MLRO and COFA
  • Developing and implementing risk management policies, procedures, and internal audits
  • Managing conflicts and supporting the firm's HR function
  • Delivering firm-wide training and ensuring compliance with professional indemnity insurance requirements
  • Overseeing the CDD process and renewing practicing certificates and other accreditations

The ideal candidate will be an effective communicator with exceptional organisational skills, able to work under pressure and manage changing priorities. Strong drafting skills, attention to detail, and IT skills are essential for this role.



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