Comprehensive Financial Oversight Specialist

7 days ago


Birmingham, Birmingham, United Kingdom Quilter plc Full time

We are part of Quilter plc, a leading provider of advice, investment platforms, multi-asset investment solutions and discretionary fund management. Our sister company, Quilter Cheviot Financial Planning provides highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning and preparing for retirement.

Job Overview

As an Asset Management Specialist at Quilter plc, you will oversee the operational financial planner activity from a competency and advice standards perspective, ensuring good customer outcomes.

You will support the initial and annual reassessment of competence and Fit and Proper processes for Financial Planners as required.

Key Responsibilities:

  • Providing supervision support for new and existing Financial Planners
  • Monitoring of Financial Planner KRIs, carrying out observations and holding 1:1 meetings
  • Supporting the Supervision framework, including making relevant risk assessment recommendations
  • Identifying areas of improvement or training interventions for Financial Planners
  • Upskilling of the financial planning community where appropriate

Requirements:

  • Proven experience of providing supervisory support to regulated individuals with financial services
  • In-depth knowledge of financial services and the regulatory environment
  • Diploma qualified level 4 in Financial Advice
  • Advanced Diploma / Chartered level 6 in Financial Advice (desirable)

We offer a range of benefits including:

  • Quilter Incentive Scheme: Eligible employees can participate in this scheme to incentivise business performance and their contribution
  • Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions
  • Private Medical Insurance: Single cover as standard with options to increase cover to include your partner or children
  • Life Assurance: 4x your salary
  • Healthcare Cash Plan: Jersey employees only

Salary: £60,000 - £80,000 per annum



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