Compliance Team Coordinator

About the RoleWe are seeking a highly skilled Compliance Documentation Coordinator to join our team at Compliance Professionals.Job SummaryThis is an exciting opportunity to work in a dynamic and growing industry, with a focus on regulatory compliance.Key ResponsibilitiesPrepare and maintain accurate and comprehensive legal documentation.Develop and...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

About AJ FOX COMPLIANCEWe are seeking an experienced Compliance Manager to lead our risk and compliance team.As the Compliance Manager, you will oversee the client onboarding process, ensuring all CDD checks and regulatory requirements are met.Key ResponsibilitiesSupervise and manage CDD checks across various clients.Lead the conflict-checking process and...

Compliance Team LeadA strategic leadership role within AJ FOX COMPLIANCE, overseeing the client onboarding process and ensuring all CDD checks and regulatory requirements are met.Key Responsibilities:Supervise CDD checks across a diverse range of clientsLead conflict-checking processes and identify potential issuesCollaborate with senior leadership on...

About AJ FOX COMPLIANCEOur London-based law firm is seeking an experienced Compliance Team Lead to oversee our risk and compliance team. As a Risk and Compliance Professional, you'll be responsible for ensuring all CDD checks and regulatory requirements are met. You'll lead a team of compliance professionals, driving performance, providing mentorship, and...

Job OpportunityAJ Fox Compliance is a prestigious law firm based in London, seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The Compliance & Risk Manager will oversee the...

Responsibilities and RequirementsThe Compliance Coordinator will be responsible for managing the firm's central onboarding and client matter-opening processes. This includes ensuring the accuracy of online records and documentation, managing matters closures, monitoring team inboxes, developing KYC/AML policies, ensuring compliance training is completed,...

We are AJ FOX COMPLIANCE, a leading provider of compliance solutions, and we are seeking a talented Risk Talent Coordinator to join our team in Crystal Palace. This is an exciting opportunity to be part of a dynamic and growing company and contribute to our mission of providing exceptional service to our clients.As a Risk Talent Coordinator, you will be...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

A Regulatory Affairs Specialist is required to lead our client's compliance efforts. The successful candidate will oversee all ICAEW requirements and ensure internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and implementing procedures to escalate...

Job TitleCompliance DirectorAbout the RoleWe are seeking a seasoned professional to spearhead our global compliance efforts as Compliance Director.Key ResponsibilitiesEstablish and maintain strategic relationships with regulatory bodies worldwide.Provide authoritative advisory coverage across all business desks globally, in collaboration with local...

We are looking for a skilled Compliance Associate to join our team at Compliance Professionals. Based in the city, this role offers a unique opportunity to work with an institutional commodities broker.Job DescriptionSupport Ongoing Annual Compliance Programme Delivery: Assist in reviewing policies and procedures, suggest improvements, and communicate with...

MEPS Coordinator Team Horizon is seeking a highly skilled MEPS Coordinator to coordinate building services activities from specification and procurement to installation, testing, and commissioning. The successful candidate will ensure that every building services activity is coordinated with other construction activities. Key Responsibilities: Coordinate...

At AJ FOX COMPLIANCE, we are seeking an AML Compliance Officer to support the firm's Bristol office in delivering a top-quality service to the firm's management and lawyers. The successful candidate will oversee AML CDD, risk assessments, and ongoing monitoring.Key responsibilities;Lead the team and manage AML CDD and risk assessments.Review and update the...

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...

About Compliance ProfessionalsWe are an international Wealth Management Firm searching for a Compliance Manager to join our team.As a Compliance Manager, you will be responsible for:Performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence;Supporting the Money Laundering Reporting Officer...

We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...