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Compliance Audit Specialist
2 months ago
We are seeking a highly skilled Compliance Audit Specialist to join our team at Willow Resourcing. As a key member of our compliance department, you will be responsible for carrying out planned audits of all relevant policies and controls for our firm and its network of Appointed Representatives and Introducer Appointed Representatives.
Key Responsibilities:
- Conduct scheduled audits of policies and controls to ensure compliance with regulatory requirements
- Provide written audit reports to the Board and periodic management information to the Head of Compliance
- Develop and document audit manuals, schedules, and reports
- Work collaboratively with the compliance team to identify and mitigate risks
Requirements:
- Proven experience in Compliance Audit, preferably in the Financial Services sector
- Strong knowledge of audit governance and risk management principles
- Excellent communication and interpersonal skills
- Ability to work independently and as part of a team
What We Offer:
- A dynamic and supportive work environment
- Opportunities for career growth and professional development
- A competitive salary and benefits package
Location: Cardiff, South Glamorgan
Workplace: Hybrid Working
