Compliance Monitoring Specialist

Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...

Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...

Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...

Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...

Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...

Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

Compliance Monitoring RoleWe are seeking a Senior Compliance Monitoring Associate to join our team. The successful candidate will have at least 2 years of compliance monitoring experience with a wealth management firm or a retail financial advice firm.The role involves assisting in the delivery of the annual compliance monitoring programme, identifying...

Senior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...

Job Title: Compliance Monitoring SpecialistAt Kentro Capital, we are seeking a highly skilled Compliance Monitoring Specialist to join our Compliance Team. As a key member of our team, you will play a critical role in ensuring the adequacy of our systems and controls, and supporting the delivery of our Risk and Compliance strategy.Key...

Job Title: Compliance Monitoring SpecialistAt Kentro Capital, we are seeking a highly skilled Compliance Monitoring Specialist to join our Compliance Team. As a key member of our team, you will play a critical role in ensuring the adequacy of our systems and controls, and supporting the delivery of our Risk and Compliance strategy.Key...

Job Title: Compliance Monitoring SpecialistMeredith Brown Associates is seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our Compliance Department, you will be responsible for delivering high-quality compliance monitoring services to our clients.Key Responsibilities:Assist in the development and implementation of...

Job Title: Compliance Monitoring SpecialistAt Kentro Capital, we are seeking a highly skilled Compliance Monitoring Specialist to join our Compliance Team. As a key member of our team, you will play a critical role in ensuring the adequacy of our systems and controls, and supporting the delivery of our Risk and Compliance strategy.Key...

Job Title: Compliance Monitoring SpecialistAt Kentro Capital, we are seeking a highly skilled Compliance Monitoring Specialist to join our Compliance Team. As a key member of our team, you will play a critical role in ensuring the adequacy of our systems and controls, and supporting the delivery of our Risk and Compliance strategy.Key...

Finitas is seeking a Compliance Monitoring Specialist to join their team on a 12-month FTC basis. The successful candidate will report to the Head of Compliance and be responsible for preparing the annual Compliance Monitoring Plan, conducting compliance monitoring reviews, and preparing compliance monitoring reports.Key Responsibilities:Develop and...

Finitas is seeking a Compliance Monitoring Specialist to join their team on a 12-month FTC basis. The successful candidate will report to the Head of Compliance and be responsible for preparing the annual Compliance Monitoring Plan, conducting compliance monitoring reviews, and preparing compliance monitoring reports.Key responsibilities include:Preparing...