Compliance Monitoring Specialist
1 month ago
At Kentro Capital, we are seeking a highly skilled Compliance Monitoring Specialist to join our Compliance Team. As a key member of our team, you will play a critical role in ensuring the adequacy of our systems and controls, and supporting the delivery of our Risk and Compliance strategy.
Key Responsibilities:- Develop and implement the Compliance Monitoring Plan in accordance with the annual Compliance Business Plan and the Group Risk and Compliance Framework.
- Conduct second-line business reviews across the group, identifying areas for improvement and providing recommendations for remedial actions.
- Monitor regulatory focus areas and areas identified from management information and monitoring findings, ensuring compliance with relevant regulations.
- Prepare compliance monitoring reports to present findings and recommendations to key stakeholders and senior management.
- Discuss and agree remedial actions emerging from monitoring activities, and support the implementation of required changes.
- Ensure that agreed actions resulting from monitoring reviews are tracked to completion and escalate any actions that will not be completed within the target date.
- Prepare quarterly reporting to Boards and Committees, highlighting key compliance issues and recommendations.
- Participate in projects as required, providing specialist input into compliance and business initiatives.
- Prepare and deliver training and presentations on monitoring and regulatory developments, ensuring that all stakeholders are aware of compliance requirements.
- 2+ years of experience in a compliance monitoring or 2LOD assurance role.
- Experience in financial services, preferably in the insurance industry.
- Prior experience in regulatory compliance, audit, or risk function.
- Ability to influence and negotiate across business units.
- High level of attention to detail.
- Excellent planning and time management skills, with an ability to work to deadlines.
- Excellent communication and presentation skills.
- Good interpersonal skills, with the ability to work collaboratively and hold robust dialogue.
- High levels of integrity, enthusiasm, commitment, and energy.
- Solution-driven approach.
- Ability to work independently.
- Regulatory knowledge and understanding required.
- Commercial awareness and focus on the proportionate application of regulation within the insurance industry.
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