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Compliance Monitoring Specialist

2 months ago

London, Greater London, United Kingdom Kentro Capital Full time
Job Title: Compliance Monitoring Specialist

At Kentro Capital, we are seeking a highly skilled Compliance Monitoring Specialist to join our Compliance Team. As a key member of our team, you will play a critical role in ensuring the adequacy of our systems and controls, and supporting the delivery of our Risk and Compliance strategy.

Key Responsibilities:
  • Develop and implement the Compliance Monitoring Plan in accordance with the annual Compliance Business Plan and the Group Risk and Compliance Framework.
  • Conduct second-line business reviews across the group, identifying areas for improvement and providing recommendations for remedial actions.
  • Monitor regulatory focus areas and areas identified from management information and monitoring findings, ensuring compliance with relevant regulations.
  • Prepare compliance monitoring reports to present findings and recommendations to key stakeholders and senior management.
  • Discuss and agree remedial actions emerging from monitoring activities, and support the implementation of required changes.
  • Ensure that agreed actions resulting from monitoring reviews are tracked to completion and escalate any actions that will not be completed within the target date.
  • Prepare quarterly reporting to Boards and Committees, highlighting key compliance issues and recommendations.
  • Participate in projects as required, providing specialist input into compliance and business initiatives.
  • Prepare and deliver training and presentations on monitoring and regulatory developments, ensuring that all stakeholders are aware of compliance requirements.
Requirements:
  • 2+ years of experience in a compliance monitoring or 2LOD assurance role.
  • Experience in financial services, preferably in the insurance industry.
  • Prior experience in regulatory compliance, audit, or risk function.
Skills:
  • Ability to influence and negotiate across business units.
  • High level of attention to detail.
  • Excellent planning and time management skills, with an ability to work to deadlines.
  • Excellent communication and presentation skills.
  • Good interpersonal skills, with the ability to work collaboratively and hold robust dialogue.
  • High levels of integrity, enthusiasm, commitment, and energy.
  • Solution-driven approach.
  • Ability to work independently.
  • Regulatory knowledge and understanding required.
  • Commercial awareness and focus on the proportionate application of regulation within the insurance industry.