Senior Vice President of Financial Risk Management
19 hours ago
This is an exciting opportunity for an experienced Financial Crime professional to join our dynamic team and make a tangible impact on the firm's financial crime compliance strategy. As Senior Vice President of Financial Risk Management, you will oversee the firm's compliance with regulatory obligations, identifying areas of improvement and implementing more effective processes.
Key Responsibilities:
- Oversight of Fund Distribution Compliance: Collaborate with stakeholders to identify financial crime risks within the fund distribution network, including both distributors and platforms.
- Risk Management: Review high-risk distributor and investor on-boarding processes for retail funds across European markets, such as London, Luxembourg, and Switzerland, providing recommendations to the appropriate compliance committees and MLROs.
- Regulatory oversight: Oversee the firm's compliance with regulatory obligations, identifying areas of improvement and implementing more effective processes.
- Stakeholder communication: Communicate regulatory expectations clearly to a wide range of internal and external stakeholders, including clients.
Estimated Salary: £100,000 - £130,000 per annum
Requirements:
- Proven track record with Financial Crime, AML & ABC knowledge across UK & European markets.
- Strong interpersonal & communication skills are vital, to be a key point of contact for the firm & engage appropriately with stakeholders.
- Ability to prioritise tasks and work efficiently to meet deadlines.
- A relevant university degree, along with industry certifications (e.g. ACAMS).
We value diversity and inclusion, and welcome applications from qualified candidates who share our values.
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