Compliance Expert
1 day ago
We are seeking a seasoned Compliance Expert to lead our risk and compliance function. This is an exciting opportunity for a highly skilled professional to join our team and make a significant impact.
About the RoleAs our Risk and Compliance Manager, you will be responsible for ensuring our firm's risk and compliance processes align with legal and regulatory requirements. You will work closely with key stakeholders to oversee a broad range of compliance and risk-related matters.
- Provide a first-class internal risk and compliance function.
- Support senior postholders with day-to-day tasks.
- Manage risk and compliance, including SRA and FCA compliance models.
- Offer guidance on conduct questions, including conflicts and AML reporting.
- Oversee complaints and claims risk management.
- Monitor, review, and update firm policies and procedures.
- Maintain compliance records, monitoring, and reporting.
- Deliver new starter compliance sessions and bespoke training for staff.
- Conduct compliance audits and promote awareness activities firm-wide.
- At least 5 years of experience in risk and compliance within legal or financial services.
- Risk or compliance-based qualifications.
- Strong communication skills with the ability to simplify legal principles for a range of audiences.
- Up-to-date knowledge of risk and compliance requirements in the legal sector.
The successful candidate will receive a competitive salary of £60,000-£80,000 per annum, reflective of their experience, plus a generous bonus scheme. Additionally, they will enjoy free car parking for convenience and a comprehensive benefits package, including a pension, enhanced parental leave, and access to Perkbox benefits.
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